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IRECTORY OF CCOUNTING IRMS
Page 1
To guide you in your search for an accounting firm best suited to your needs, we have included
the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity accounting firms.
We provide names and contact information for 36 accounting firms.
A complete set of alphabetical listings begins on page 39.
To search by company name, location, contact person or fund types serviced,
please see our index section at the back of this publication.
D
IRECTORY OF
A
CCOUNTING
F
IRMS
Page 2
CONTACTS
BISYS Private Equity Services, formerly DML
245 Fifth Avenue, New York, NY 10016
Phone: (212) 447-0909 | Fax: (212) 447-7020
www.bisysprivateequity.com | Email: info@bisysprivateequity.com
50 California Street, Suite 2000, San Francisco, CA 94111
Phone: (415) 645-5410 | Fax: 415) 986-5004
100 Summer Street, Suite 1401, Boston, MA 02110
Phone: (617) 426-9400 | Fax: (617) 426-9413
Walbrook Building, 195 Marsh Wall, London, E14 9SG
Phone: +44 (0) 20 7517 6419 | Fax: +44 (0) 20 7517 6500
Norman Leben, Managing Director
New York, NY | (212) 447-0909 | norman.leben@bisys.com
Steven Millner, Managing Director
New York, NY | (212) 447-0909 | steven.millner@bisys.com
Mark A. O’Connor, Vice President – Business Development
New York, NY | (212) 447-0909 | mark.oconnor@bisys.com
Susan A. Hoyle, Vice President – Business Development
San Francisco, CA | (415) 645-5410 | susan.hoyle@bisys.com
COMPANY DESCRIPTION
BISYS® Private Equity Services is a leading
global provider of accounting, administrative
and tax services to the private equity industry.
BISYS Private Equity Services is a wholly-
owned subsidiary of The BISYS Group, Inc.
(NYSE: BSG), a premier provider of business
process outsourcing solutions to the financial
services sector. Based on the belief that integri-
ty, accountability and client satisfaction are
what matter, BISYS Private Equity Services
offers a highly customized sharedservice solu-
tion, experienced staff with robust industry
knowledge, and leading-edge technology.
BISYS Private Equity Services has
focused exclusively on the private equity
industry for over 10 years. Benefiting from
strong growth, the firm currently supports
more than 300 private equity funds repre-
senting in excess of US$35 billion in com-
mitted capital. BISYS Private Equity
Services has offices in New York, Boston,
San Francisco and London. For more
information about our products and servic-
es, call our toll free number 1-866-447-
0909 or visit our web site at www.bisyspri-
vateequity.com
A
CCOUNTING
F
IRMS
Directory of Venture Capital and Private Equity Service Providers
37
Page 3
A
CCOUNTING
F
IRMS
5 Times Square, New York, NY 10036
Phone: 212-773-3000 | Fax: 212-773-6250 | www.ey.com/us/transactionadvisory
Ernst & Young LLP
Directory of Venture Capital and Private Equity Service Providers
38
E
rnst & Young's 100,000+ people in more than 140 countries around the globe pursue the highest levels of integrity, quality,
and professionalism to provide clients with solutions based on financial, transactional, and risk-management knowledge in our
core services of audit, tax, and transaction advisory services.
Ernst & Young is a leading provider of audit, tax, transaction, and other advisory services to over 65% of the largest private
equity funds and their investee portfolios. Our market share as fund auditors is greater than 30% with both established and
emerging private equity firms. In addition, today we are the primary provider of transaction support services to 45% of the largest
U.S. private equity funds.
Thousands of Ernst & Young professionals are involved in serving the needs of our private equity client base every day. We are
committed to the private equity market as evidenced by the formation of a strategic account group focused on developing new
and improved ways of serving the private equity enterprise.
BRANCH OFFICES
555 California Ave., Suite 1700, San Francisco, CA, 94104
Phone: 415-951-3000 | Fax: 415-421-8440
Sears Tower, 233 S. Wacker Drive, Chicago, IL 60606
Phone: 312-879-2000 | Fax: 312-879-4000
200 Clarendon St., Boston, MA 02116
Phone: 617-266-2000 | Fax: 617-266-5843
725 S. Figeroa St., 5th Floor, Los Angeles, CA 90017
Phone: 213-977-3200 | Fax: 213-977-3568
600 Peachtree St., Atlanta, GA 30308
Phone: 404-874-8300 | Fax: 404-817-4302
KEY PERSONNEL
Mr. John O'Neill, America's Director of Private Equity,
Buyout/Mezzanine/Distressed Debt Funds
john.o'neill@ey.com | 212-773-0538
Mr. Harold Nidetz, Buyout/Mezzanine Funds
harold.nidetz@ey.com | 312-879-3073
Mr. Gil Forer, Venture Capital
gil.forer@ey.com | 212-773-0335
Ms. Deborah Levinson, Real Estate
deborah.levinson@ey.com | 212-773-4504
Mr. Chris Votta, Audit
chris.votta@ey.com | 215-448-5889
Mr. Rich Barry, Tax
richard.barry@ey.com | 212-773-3147
Mr. Sanford Presant, Real Estate
sanford.presant@ey.com | 310-551-7805
Mr. Nicholas Gajdjis, Private Equity–All Types
nicholas.gajdjis@ey.com | 212-773-2579
FIRM TYPES SERVICED
Venture firms
Buyout firms
Hedge fund managers
Real estate fund managers
US firms
International firms
Page 4
Directory of Venture Capital and Private Equity Service Providers
39
Altschuler, Melvoin & Glasser
One S. Wacker Drive, Suite 800, Chicago, IL 60606
Phone: 312-384-6000 | Fax: 312-634-3410
www.amgnet.com
American Express Tax and Business
Services, Inc.
One S. Wacker Drive, Suite 800, Chicago, IL 60606
Phone: 312-634-3400 | Fax: 312-634-3410
www.americanexpress.com/tbs
Anchin, Block & Anchin
1375 Broadway, New York, NY 10018
Phone: 212-840-3456 | Fax: 212-840-7066
www.anchin.com
Arthur F. Bell, Jr. & Associates
201 International Circle, Suite 200, Hunt Valley, MD 21030
Phone: 410-771-0001 | Fax: 410-785-9784
www.afb-a.com
BDO Seidman LLP
330 Madison Ave., New York, NY 10017
Phone: 212-885-8000 | Fax: 212-697-1299
www.bdo.com
BISYS Private Equity Service
formerly DML
245 Fifth Ave., New York, NY 10016
Phone: 212-224-0909 | Fax: 212-447-7020
mark.oconnor@bisys.com | www.bisysprivateequity.com
Crowe, Chizek and Company LLC
One Mid America Plaza, Suite 700, Oak Brook, IL 60522-3697
Phone: 630-574-7878 | Fax: 630-574-1608
www.crowechizek.com
Customized Accounting Solutions, Inc.
2775 Algonquin Road, Suite 250, Rolling Meadows, IL 60008
Phone: 847-255-3500 | Fax: 847-255-3566
franiak@cas-info.com | www.cas9.com
Davis, Kinard & Co., P.C.
400 Pine, Suite 600, Abilene, TX 79601
Phone: 325-672-4000 | Fax: 325-672-7049
dk@dkcpa.com | www.dkcpa.com
Deloitte
2 World Financial Center, New York, NY 10281
Phone: 888-728-9873 | Fax: 212-653-2419
USMergerservices@deloitte.com | www.deloitte.com
Eisner LLP
750 Third Ave., New York, NY 10017
Phone: 212-949-8700 | Fax: 212-891-4100
www.eisnerllp.com
Ellin & Tucker, Chartered
100 S. Charles St., Suite 1300, Baltimore, MD 21201
Phone: 410-727-5735
www.etnet.com
Ernst & Young LLP
5 Times Square, New York, NY 10036
Phone: 212-773-3000 | Fax: 212-773-6250
www.ey.com/us/transactionadvisory
Geller & Company
800 Third Ave., New York, NY 10022
Phone: 212-583-6000 | Fax: 212-583-6243
www.gellerco.com
Goldstein, Golub, Kessler LLP
1185 Avenue of the Americas, New York, NY 10036
Phone: 212-372-1800 | Fax: 212-372-1801
www.ggkllp.com
Grant Thornton LLP
175 W. Jackson Blvd., 20th Floor, Chicago, IL 60604
Phone: 312-856-0200 | Fax: 312-602-8099
www.gt.com
Halpern & Associates
143 Weston Road, Weston, CT 06883
Phone: 203-227-0313
www.halpernassoc.com
Harb, Levy & Weiland LLP
The Landmark @ One Market, 6th Floor, San Francisco, CA 94105
Phone: 415-974-6000 | Fax: 415-974-5488
www.hlwcpa.com
Horn Murdock Cole
2041 Mission College Blvd., Suite 159, Santa Clara, CA 95054
Phone: 408-562-2082 | Fax: 408-562-2086
www.hornmurdockcolesv.com
A
CCOUNTING FIRMS
Page 5
A
CCOUNTING
F
IRMS
PFPC Inc.
301 Bellevue Parkway, Wilmington, DE 19809
Phone: 302-791-2000
information@pfpc.com | www.pfpc.com
PricewaterhouseCoopers LLP
1177 Avenue of the Americas, New York, NY 10036
Phone: 646-471-4000 | Fax: 646-471-3188
www.pwcglobal.com
Ravix Group, Inc.
2109 Landings Drive, Mountain View, CA 94043
Phone: 650-691-1500 | Fax: 650-691-9909
www.ravixgroup.com
Rotenberg Meril Solomon Bertiger
& Guttilla
Park 80 W., Plaza One, Saddle Brook, NJ 07663
Phone: 201-487-8383 | Fax: 201-490-2068
www.rmsbg.com
Rothstein, Kass & Company
1350 Avenue of the Americas, 15th Floor, New York, NY 10019
Phone: 212-997-0500 | Fax: 212-730-6892
www.rkco.com
Sisterson & Co. LLP
2101 Grant Building, Pittsburgh, PA 15219
Phone: 412-281-2025 | Fax: 412-338-4597
www.sisterson.com
U.S. Bancorp Fund Services, LLC
615 E. Michigan St., Milwaukee, WI 53202
Phone: 800-300-3863 | Fax: 414-212-7360
bob.kern@usbank.com | www.usbfs.com
Weiser LLP
135 W. 50th St., New York, NY 10020
Phone: 212-812-7000 | Fax: 212-375.6888
www.mrweiser.com
Directory of Venture Capital and Private Equity Service Providers
40
Invient
1388 Terra Bella Ave., Mountain View, CA 94043
Phone: 650-316-5990 | Fax: 650-316-5901
info@invient.com | www.invient.com
KPMG LLP
345 Park Ave., New York, NY 10154
Phone: 212-758-9700 | Fax: 212-758-9819
www.kpmg.com
Marcum & Kliegman LLP
130 Crossways Park Drive, Woodbury, NY 11797
Phone: 516-390-1000 | Fax: 516-390-1001
hedgefund@mkllp.com | www.mkllp.com
Margolin, Winer & Evens LLP
400 Garden City Plaza, Suite 500, Garden City, NY 11530
Phone: 516-747-2000 | Fax: 516-747-6707
www.mwellp.com
McGladrey & Pullen LLP
3600 American Blvd., West Bloomington, MN 55341
Phone: 952-835-9930 | Fax: 952-921-7702
www.mcgladrey.com
Mohler, Nixon & Williams
635 Campbell Technology Parkway, Suite 100, Campbell, CA 95008-5059
Phone: 408-369-2400 | Fax: 408-879-9485
www.mohlernixon.com
Moss Adams LLP
1001 Fourth Ave., Suite 2900, Seattle, WA 98154
Phone: 206-223-1820 | Fax: 206-622-9975
www.mossadams.com
Northport Partnership Management, LLC
25 DeForest Ave., Suite 303, Summit, NJ 07901
Phone: 908-516-1400 | Fax: 908-516-1445
info@northportpm.com | www.northportpm.com
Palmeri Fund Administrators, Inc.
16-00 Route 208 S., Fair Lawn, NJ 07410
Phone: 201-475-8072 | Fax: 201-475-8076
www.pfadmin.com
Page 6
To guide you in your search for a business intermediary best suited to your needs, we have
included the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity business intermediaries.
We provide names and contact information for 200 business intermediaries.
A complete set of alphabetical listings begins on page 59.
To search by company name, location, contact person, or transaction size,
please see our index section at the back of this publication.
D
IRECTORY OF
B
USINESS
I
NTERMEDIARIES
Page 7
Directory of Venture Capital and Private Equity Service Providers
59
Allied Business Group
1789 Kirby Parkway, Memphis, TN 38138
Phone: 901-767-2354 | Fax: 901-761-9244
www.alliedbusinessbrokers.com
Allied Capital Corp.
1919 Pennsylvania Ave., N.W., Washington, DC 20006
Phone: 202-331-1112 | Fax: 202-659-2053
www.alliedcapital.com
The Allied Companies Inc.
65 Route 4 E., River Edge, NJ 07661
Phone: 201-457-1100 | Fax: 201-457-1627
www.thealliedcompanies.com
American Express Tax and Business
Services Inc.
One S. Wacker Drive, Suite 800, Chicago, IL 60606
Phone: 312-634-3400 | Fax: 312-634-3410
www.axptbschicago.com
Amvest Financial Group, Inc.
P.O. Box 1590, Independence, MO 64055-0590
Phone: 816-461-3312 | Fax: 816-461-4644
contact@amvest.com | www.amvest.com
Angeles Capital Group
611 W. Sixth St., Suite 1600, Los Angeles, CA 90017
Phone: 213-861-7444 | Fax: 213-477-2045
Info@angelescapital.com | www.angelescapital.com
Aramar Capital Group LLC
320 W. 57th St., New York, NY 10019
Phone: 212-708-0700 | Fax: 212-708-0715
www.aramarcapital.com
The Argentum Group
60 Madison Ave., Suite 701, New York, NY 10010
Phone: 212-949-6262 | Fax: 212-949-8294
www.argentumgroup.com
Arrow Partners Inc.
3010 Westchester Ave., 2nd Floor, Purchase, NY 10577
Phone: 914-251-1084 | Fax: 914-251-1088
www.arrowpartners.com
Acquisition Management Inc.
4509 Knight Road, Macon, GA 31220
Phone: 912-471-6484 | Fax: 912-471-0367
www.acqmgt.com
The Acquisition Search Corporation
5555 Glenridge Connector, Suite 200, Atlanta, GA 30342
Phone: 404-459-2777 | Fax: 404-233-4905
www.acquisitionsearch.com
Adams & Royer, Inc.
33 Harryswood Lane, Canaan, NY 12029
Phone: 212-472-6354 | Fax: 518-794-6151
jadams@adamsroyer.com | www.adamsroyer.com
Advent International Corp.
75 State St., Boston, MA 02109
Phone: 617-951-9400 | Fax: 617-951-0566
www.adventinternational.com
Adventa Global Intermediaries
414 Walnut St., Cincinnati, OH 45202
Phone: 513-579-8330 | Fax: 513-579-8338
agiglobal@fuse.net | www.agiglobal.net
AgriCapital Corporation
1410 Broadway, Room 1802, New York, NY 10018
Phone: 212-944-9500 | Fax: 212-944-9525
www.agricapital.com
Alan Gelband Company Inc.
750 Third Ave., 16th Floor, New York, NY 10017
Phone: 212-688-2808 | Fax: 212-370-1692
www.gelband.com
Alan I. Goldman & Associates
497 Ridgewood Ave., Glen Ridge, NJ 07028-1821
Phone: 973-509-8356
Alimansky Capital Group Inc.
350 Madison Ave., Suite 1600, New York, NY 10017
Phone: 212-832-7300 | Fax: 212-832-7338
www.alimansky.com
Alliant Partners
181 Lytton Ave., Palo Alto, CA 94301
Phone: 650-330-3000 | Fax: 650-330-3010
www.alliant.com
B
USINESS
I
NTERMEDIARIES
Page 8
Atlantic Accord
347 W. 57th St., Suite 32C, New York, NY 10019
Phone: 877-883-1814 | Fax: 212-757-0406
www.atlanticaccord.com
Atlantic Capital Corp.
87 Cambridge St., Burlington, MA 01803
Phone: 781-272-0088 | Fax: 781-272-4744
www.atlanticap.com
Axia Group
2640 Route 9W N., Cornwall, NY 12518
Phone: 800-929-3711 | Fax: 845-534-8575
www.astusa.com/axia_group.asp
Baldwin & Associates
1250 West Lake Sammamish Parkway N.E.,
Bellevue, WA 98008
Phone: 425-614-2909 | Fax: 425-614-4424
www.baldwinassoc.com
Baldwin & Clarke Corporate Finance Inc.
Coldstream Park, 116B S. River Road, Bedford, NH 03110
Phone: 603-668-4353 | Fax: 603-622-1107
www.bcfinance.com
Bangert, Dawes, Reade, Davis
& Thom Inc.
605 Third Ave., 15th Floor, New York, NY 10158
Phone: 212-573-6716 | Fax: 212-573-6719
Bank of America Securities
Bank of America Corporate Center, 14th Floor, Charlotte, NC 28255
Phone: 704-388-7748 | Fax: 704-386-7195
www.bankamerica.com
Bank of America Securities Mergers &
Acquisitions Department
231 S. LaSalle St., 7th Floor, Chicago, IL 06097
Phone: 312-828-4365 | Fax: 312-987-3789
www.bankamerica.com
Bank One Capital Markets Merger &
Acquisition Department
120 S. LaSalle St., Chicago, IL 60603
Phone: 312-661-6522 | Fax: 312-661-7352
www.bankone.com
Beacon Hill Financial Corp.
19 Elm St., Cohasset, MA 02025
Phone: 781-383-2300 | Fax: 781-383-2330
www.beaconhillfinancial.com
Benakis & Company
730 Second Ave. S., Minneapolis, MN 55402
Phone: 612-375-0200
Berkshire Capital Corp.
535 Madison Ave., New York, NY 10022
Phone: 212-207-1000 | Fax: 212-207-1019
www.berkshirecapitalcorporation.com
Bettinger & Leech
601 E. Palisade Ave., Englewood Cliffs, NY 10022
Phone: 212-308-2800
Blackman Kallick Bartelstein LLP
10 S. Riverside Plaza, Chicago, IL, 60606
Phone: 312-980-2934 | 312-756-3934
pmcnally@bkadvice.com | www.bkadvice.com
BNY Capital Inc.
One Wall St., New York, NY 10286
Phone: 212-635-6790 | Fax: 212-809-9528
www.bankofny.com
Bollinger, Wells, Lett & Co., Inc.
230 Park Ave., Suite 1519, New York, NY 10169
Phone: 212-697-7174 | Fax: 212-972-1039
alan.wells@bollingerwells.com | www.bollingerwells.com
Brooks, Houghton & Co., Inc.
444 Madison Ave., 25th Floor, New York, NY 10022
Phone: 212-753-1991 | Fax: 212-753-7730
www.brookshoughton.com
Build Site
1939 Harrison St., Suite 616, Oakland, CA 94612
Phone: 510-208-4425 | Fax: 510-763-4399
www.buildsite.com
The Burbank Group Inc.
135 Boston Turnpike, Shrewsbury, MA 01545
Phone: 508-791-5600 | Fax: 508-755-5006
www.buysellbiz.com
Directory of Venture Capital and Private Equity Service Providers
B
USINESS
I
NTERMEDIARIES
60
Page 9
Bushkin Associates Inc.
P.O. Box 111, White Plains, NY 10602
Phone: 914-761-3024 | Fax: 914-761-3119
www.bushkin.com
Business Broker Associates
114 N. Cliff Lane, Chattanooga, TN 37495
Phone: 423-756-7635 | Fax: 423-843-3421
www.cdc.net/bba
The Business Exchange
666 Burrard St., Park Place, Suite 500,
Vancouver, British Columbia, V6C 3P6 Canada
Phone: 604-669-2849 | Fax: 604-669-2423
Business Team
1901 S. Bascom Ave,. Suite 400, Campbell, CA 95008
Phone: 408-246-1102 | Fax: 408-246-2219
www.business-team.com
Butler Capital Corporation
Hunt Valley Business Center, P. O. Box 677, Hunt Valley, MD 21030
Phone: 800-928-8537 | Fax: 800-665-8676
www.butlercapital.com
C & S Associates
P.O. Box 361325, Birmingham, AL 35236
Phone: 205-987-5315 | Fax: 205-985-7129
www.conweb.com
Caledonia Group Inc.
2240 Seminole, Detroit, MI 48214
Phone: 313-922-0506 | Fax: 313-922-0437
hwatson@caledoniagrp.com | www.caledoniagrp.com
Calgary Enterprises Inc.
4 Park Ave., Suite 12G, New York, NY 10016
Phone: 212-683-0119 | Fax: 212-683-3119
www.calgaryenterprises.com
California Investment Brokerage
2175 Francisco Blvd., Suite F, San Rafael, CA 94901
Phone: 415-456-4800
Capital Associates Corporation
515 S. Lindbergh Blvd., Saint Louis, MO 63131
Phone: 314-991-3130
The Capital Strategy Management Co.
233 S. Wacker Drive, Box 06334, Chicago, IL 60606
Phone: 312-444-1170
Carl Marks & Co. Inc.
900 Third Ave., 33rd Floor, New York, NY 10022
Phone: 212-909-8430 | Fax: 212-980-2630
www.carlmarks.com
Catric Corporation
900 Rockmead Drive, Suite 143, Kingwood, TX 77339
Phone: 281-359-3900 | Fax: 281-359-1279
crtollemache@catric.com | www.catric.com
CBIZ Mergers & Acquisitions Group, Inc.
780 Johnson Ferry Road, 6th Floor, Atlanta, GA 30342
Phone: 404-257-2299 | Fax: 404-497-9156
www.cbiz.com/magroup
The Change Agents
2557 Via Verde, Suite 400, Walnut Creek, CA 94595-3451
Phone: 925-939-6236 | Fax: 925-934-4674
Chapman Associates General Business Inc.
16 E. Schaumburg Road, Suite 3, Schaumburg, IL 60194
Phone: 847-884-0010 | Fax: 847-884-0218
www.chapman-usa.com
Chicago Buisness Consultants,
a Division of Paragon International Inc.
1000 E. Woodfield Road, Suite 118, Schaumburg, IL 60173
Phone: 847-240-2981 | Fax: 847-240-2986
www.paragon-net.com
Cleary & Oxford Associates
603 King St., Suite 200, Alexandria, VA 22314
Phone: 703-684-5868 | Fax: 703-977-3215
dcleary@clearyoxford.com | www.clearyoxford.com
Compass Capital Partners Ltd.
259 Radnor-Chester Road, Suite 220, Radnor, PA 19087
Phone: 610-293-0210 | Fax: 610-293-0211
www.comcapltd.com
Corporate Development Associates, Inc.
5335 Far Hills Ave., Suite 209, Dayton, OH 45429
Phone: 937-439-4227 | Fax: 937-439-5593
info@cda-inc.net | www.cda-inc.net
Directory of Venture Capital and Private Equity Service Providers
B
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I
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Page 10
Corporate Finance Associates
1801 Broadway, Suite 1204, Denver, CO 80202
Phone: 303-296-6300 | Fax: 303-294-9411
www.cfaw.com
Corporate Investment
9390 Research Blvd., Kaleido I, Suite 110, Austin, TX 78759
Phone: 512-346-4444 | Fax: 512-346-4473
www.corpinvest.com
Corporate Investment International, Inc.
1999 W. Colonial Drive, Orlando, FL 32804
Phone: 407-682-9600 | Fax: 407-682-3676
rread@cii-ma.com | www.cii-ma.com
Credit Lyonnais Securities (USA) Inc.
1301 Avenue of the Americas, New York, NY 10019
Phone: 212-261-7000 | Fax: 212-261-2500
www.creditlyonnais.com
Cromwell, Morgan
244 Fifth Ave., Suite 2400, New York, NY 10001
Phone: 212-726-2994 | Fax: 212-591-6576
www.cromwellmorgan.com
Crown Capital Corp.
540 Maryville Centre Drive, Suite 120, St. Louis, MO 63141
Phone: 314-576-1201 | Fax: 314-576-1525
rbreece@crown-cap.com | www.crown-cap.com
CVI Capital Holdings LLC
P.O. Box 10, Concord, MA 01742
Phone: 978-371-0995 | Fax: 978-287-5869
www.cvicapital.com
Cybus Capital Markets LLC
520 Walnut St., Suite 500, Des Moines, IA 50309
Phone: 515-246-8558 | Fax: 515-246-0129
www.cybus.com
DAK Group Ltd.
195 Route 17 S., New Rochelle, NJ 07662
Phone: 201-712-9555 | Fax: 201-712-9557
www.dakgroup.com
David T. Lupia, Inc.
190 High Ridge Ave., Ridgefield, CT 06877
Phone: 203-438-1830 | Fax: 203-438-2379
david@dlupia.com | www.dlupia.com
Deloitte Touche Tohmatsu
1633 Broadway, New York, NY 10281
Phone: 212-436-2000 | Fax: 212-436-7798
www.dttus.com
Deutsche Bank Alex. Brown Mergers
& Acquisitions
60 Wall St., New York, NY 10005
Phone: 212-250-0999 | Fax: 212-797-0086
www.db.com
DFA Financial Services Inc.
Suite 517, 224 W. Jefferson Blvd., South Bend, IN 46601
Phone: 574-232-1852 | Fax: 574-232-2897
djf43@aol.com
Dinan & Company. LLC
3550 N. Central Ave., Suite 700, Phoenix, AZ 85012
Phone: 602-248-8700 | Fax: 602-248-9100
info@dinancompany.com | www.dealassist.com
DSI Investment Banking Services Inc.
980 N. Michigan Ave., Suite 1400, Chicago, IL 60611
Phone: 312-214-3933 | Fax: 312-214-3927
www.usa-dsi.com
DWQ Associates, Ltd.
38 N. Court St., Providence, RI 02903
Phone: 401-273-5220
www.dwqassociates.com
Einhorn Associates Inc.
2675 N. Mayfair Road, Suite 410, Milwaukee, WI 53226
Phone: 414-453-4488 | Fax: 414-453-4381
www.einhornassociates.com
Elias, Matz, Tiernan & Herrick LLP
734 15th St. N.W., 12th Floor, Washington, DC 20005
Phone: 202-347-0300 | Fax: 202-347-2172
www.emth.com
Empire Financial Consultants
4040 Clinton St., Buffalo, NY 14224
Phone: 716-674-2015 | Fax: 603-308-0577
Nick@Empirebb.com | www.Empirebb.com
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The Esmarox Group, LLC
7 Stacys Way, Acton, MA 01720
Phone: 978-266-9591 | Fax: 413-832-2705
esmarox@usa.net
Etkin & Company Inc.
14 E. 60th St., New York, NY 10022
Phone: 212-888-7500 | Fax: 212-888-4184
www.etkinco.com
Euroconsult Inc.
230 Park Ave., 24th Floor, New York, NY 10169
Phone: 212-972-4300 | Fax: 212-972-4303
www.euroconsult-inc.com
FHL Capital Corporation
600 20th St., Suite 350, Birmingham, AL 35203
Phone: 205-328-3098 | Fax: 205-323-0001
info@fhlcapital.com | www.fhlcapital.com
Fidcol Corporate Services Inc.
20 Community Place, Morristown, NJ 07960
Phone: 973-644-3410 | Fax: 973-605-8815
fidcol@fidcol.com | www.fidcol.com
FinanceNYC, LLC
48 Wall St., Suite 1100, New York, NY 10005
Phone: 212-918-4521 | Fax: 646-349-1011
www.financenyc.com
Financo, Inc.
535 Madison Ave., New York, NY 10022
Phone: 212-593-9000 | Fax: 212-593-0309
www.financo.com
Fincom Inc.
P.O. Box 138, Jenkintown, PA 19046
Phone: 215-643-0511 | Fax: 215-643-0188
www.fincomm-a.com
First Continental Capital Corp.
3838 Oak Lawn Ave., Dallas, TX 75219
Phone: 214-443-9700
First Equity Development Inc.
15 Riverside Ave., Westport, CT 06880
Phone: 203-291-7700 | Fax: 203-291-7730
www.firstequity.com
First Manhattan Co.
437 Madison Ave., New York, NY 10022
Phone: 212-756-3300
www.firstmanhattan.com
Fleet Capital Corp.
60 E. 42nd St., Third Floor, New York, NY 10017
Phone: 212-885-8807 | Fax: 212-885-8808
www.fleetcapital.com
FMI Corporation
55 Madison St., Suite 410, Denver, CO 80206
Phone: 303-377-4740 | Fax: 303-377-3535
www.fminet.com
Focus Capital Advisors Inc.
1333 Butterfield Road, Suite 490, Downers Grove, IL 60515
Phone: 630-795-1495 | Fax: 630-964-5789
www.fcateam.com
Fogel International
7400 E. McDonald Drive, Suite 121, Scottsdale, AZ 85250
Phone: 602-231-9611
www.fogelinternational.com
Fomento Limited
18200 Von Karman Ave., Irvine, CA 92612
Phone: 949-852-0885
The Fortune Group
Pierre Laclede Center, 7701 Forsyth Blvd., Suite 750,
Saint Louis, MO 63105
Phone: 314-862-8500 | Fax: 314-862-6035
www.fortunegrp.com
Fowler, Anthony & Co.
20 Walnut St., 3rd Floor, Wellesley Hills, MA 02481
Phone: 781-237-4201 | Fax: 781-237-7718
jquagliaroli@comcast.net
Fredericks Michael & Co.
430 Park Ave., New York, NY 10022
Phone: 212-732-1600 | Fax: 212-732-1872
www.fm-co.com
The Fuller Trident Group
19900 Mac Arther Blvd., Suite 110, Irvine, CA 92612
Phone: 949-223-0851 | Fax: 949-223-0021
www.tcpwa.com
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Fundamental Research, Inc.
402 Indian St., Cherokee, IA 51012
G.A. Herrera & Co. LLC
1502 Augusta, Suite 260, Houston, TX 77057
Phone: 713-978-6590 | Fax: 713-978-6599
www.herrera-co.com
Gardiner Rauen Inc.
2540 Huntington Drive, Suite 200, San Marino, CA 91108
Phone: 323-283-7531 | Fax: 626-285-0473
www.gardiner-rauen.com
Genstar Capital LP
4 Embarcadero Center, Suite 1900, San Francisco, CA 94104
Phone: 415-834-2350 | Fax: 415-834-2383
www.gencap.com
George Spilka & Associates
4284 William Flynn Highway, Allison Park, PA 15101
Phone: 412-486-8189
Georgia Business Associates
Oakbrook Centre, 1304 Bombay Lane, Roswell, GA 30076
Phone: 770-569-8880 | Fax: 770-569-8890
hlhcpa@aol.com | www.gabusinessbrokers.com
Glenthorne Capital Inc.
1525 Locust St., Suite 1301, Philadelphia, CA 19102
Phone: 215-732-7315 | Fax: 215-732-5053
www.glenthornecapital.com
Global Product Innovations Corporation
New York, NY
Phone: 212-896-1685
www.gpinnovations.com
Greif & Co.
633 W. Fifth St., 65th Floor, Los Angeles, CA 90071
Phone: 213-346-9250 | Fax: 213-346-9260
www.greifco.com
Grisanti, Galef & Goldress Inc
333 Sandy Springs Circle, Suite 106, Atlanta, GA 30328
Phone: 404-256-0003 | Fax: 404-256-4555
rlapin@gggcrisismanager.com | www.gggcrisismanager.com
Harvest Partners Inc.
280 Park Ave., 33rd Floor, New York, NY 10017
Phone: 212-599-6300 | Fax: 212-812-0100
www.harvpart.com
Heenan Blaikie
1250 Blvd. René-Lévesque Ouest, Bureau 2500,
Montréal, PQ, CA H3B 4Y1 Canada
Phone: 514-846-1212 | Fax: 514-846-3427
www.heenan.ca
Heinemann & Co. Inc.
100 Broadway, 7th Floor, New York, NY 10005
Phone: 212-366-7668 | Fax: 212-406-4035
www.heinemannco.com
Hempstead & Co. Inc.
807 Haddon Ave., Haddonfield, NJ 08033
Phone: 856-795-6026 | Fax: 856-795-4911
www.hempsteadco.com
Heritage Capital Group
225 Water St., Suite 1250, Jacksonville, FL 32202
Phone: 904-354-9600 | Fax: 904-354-6696
Hirs & Company
6255 Burgoyne Road, Houston, TX 77057
Phone: 713-961-9661
Hochberg & Company
Chester Professional Building, 31 Fairmont Ave., Suite 206,
Chester, NJ 07930
Phone: 908-879-7170 | Fax: 908-879-7479
www.hochberginc.com
Hooke Associates LLC
8300 Greensboro Drive, Suite 1040, McLean, VA 22102
Phone: 703-761-4591
www.hookeassociates.com
The Hoster Group
5777 Bastille Place, Columbus, OH 43213
Phone: 614-367-1318 | Fax: 614-367-1318
IBG Business Service
7979 E. Tufts Ave., Suite 600, Denver, CO 80237
Phone: 303-758-4000 | Fax: 303-758-6300
www.ibgbusiness.com
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Illinois Corporate Investments, Inc.
175 Olde Half Day Road, Lincolnshire, IL 60069
Phone: 847-793-2430
Independent Bankers Capital
1700 Pacific Ave., Suite 2740, Dallas, TX 75201
Phone: 214-765-1350 | Fax: 214-765-1360
www.ibcfund.com
IndustryPro, Inc.
1265 E. Fort Union Blvd., Suite 330, Midvale, UT 84047
Phone: 801-566-2800 | Fax: 801-566-2808
info@IndustryPro.com | www.IndustryPro.com
Inter-Pacific Capital Corporation
21250 Hawthorne Blvd., Suite 500, Torrance, CA 90503
Phone: 310-792-8689 | Fax: 310-540-9872
www.interpacific.com
InterQuest Incorporated
P.O. Box 8355, Northridge, CA 91327
Phone: 800-711-0617 | Fax: 818-886-4090
www.interquestusa.com
Investors Business Brokerage
2519 Jackson Road, Centreville, TX 75833
Phone: 903-536-8378
J.M. Galef & Company Inc.
P.O. Box 7693, Greenwich, CT 06631
Phone: 203-625-8600 | Fax: 203-625-8682
www.galef.net
Jefferies Group, Inc.
520 Madison Ave., New York, NY 10022
Phone: 212-284-2300
www.jefco.com
JHP Enterprises, LLC
534 West Road, New Canaan, CT 06840
Phone: 203-652-0548 | Fax: 917-591-7580
contact@jhpenter.com | www.jhpenter.com
JM Executive Alliance
220 Canton St., Suite 408, Dallas, TX 75201
Phone: 214-707-8941
jmoak.jmea@att.net
Johnson Rice & Company LLC
639 Loyola Ave., Suite 2775, New Orleans, LA 70113
Phone: 504-525-3767
Johnson, Butler & Company
2600 Mission St., Suite 206, San Marino, CA 91108
Phone: 626-799-5200 | Fax: 626-799-5274
www.johnsonbutler.com
Kasper & Associates
6410 Southwest Blvd., Benbrook, TX 76109
Phone: 817-738-4220
www.kasperassociates.com
Kent Group Inc.
18000 W. Sarah Lane, Suite 175, Brookfield, WI 53045-5886
Phone: 262-792-0440 | Fax: 262-792-0445
www.kentgroupinc.com
Kropschot Financial Services
116 Estuary Drive, Vero Beach, FL 32963
Phone: 772-234-4544 | Fax: 772-234-4406
www.kropschot.com
KTL Industries
1400 Civic Place #225, Southlake, Texas 76092-7639
Phone: 817-416-4991 | Fax: 817-416-4998
Lehman Brothers Inc.
399 Park Ave., New York, NY 10022
Phone: 212-526-7000
www.lehman.com
Liberty Street Capital
1141 Crystal Hills Drive, Athens, GA 30606
Phone: 706-549-8338 | Fax: 706-549-8566
www.libertystreetcapital.com
M.F. Dullea & Co Inc.
7171 Old Providence Road, Charlotte, NC 28226-7743
Phone: 704-366-2348
The March Group, LLLP
William D. Roebuck Park, Building One, Suite 100,
Kingshill, 00850 U.S. Virgin Islands
Phone: 340-773-7300 | Fax: 340-773-7915
MMay@MarchGroup.com | www.MarchGroup.com
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The Marx Group
60 Valley Road, Boston, MA 02181
Phone: 617-576-5730
www.marxgroup.com
MedTech Capital, Inc.
33 Broad St., Boston, MA 02360
Phone: 617-973-0606 | Fax: 617-896-3669
info@medtechcapital.com | www.medtechcapital.com
Mefford, Knutson & Associates, Inc.
6437 Lyndale Ave. S., Minneapolis, MN 55423
Phone: 612-869-8011 | Fax: 612-869-8004
www.mkaonline.com
MeizCorp Services
8 Red Maple Court, Owings Mills, MD 21117
Phone: 410-998-9000 | Fax: 410-654-4809
www.meizcorp.com
Merfeld & Schine, Inc
39 Brenton Ave, Providence, RI 02906
Phone: 401-751-3320 | Fax: 401-633-6353
schine@mergers-acquisitions.com | www.mergers-acquisitions.com
The Meridian Group
575 Lynnhaven Parkway, 3rd Floor, Virginia Beach, VA 23452
Phone: 757-340-7425 | Fax: 757-340-8379
www.themeridiangroup.com
Mertz Associates
2401 N. Mayfair Road, Suite 104, Milwaukee, WI 53226
Phone: 414-258-2288 | Fax: 414-256-7128
www.mertz.com
Metropolitan Business Brokers
237 S. Curtis Road, Milwaukee, WI 53214
Phone: 414-453-1111 | Fax: 414-453-3707
www.busbroker.com
MGM Capital Partners
1000 W. Wilshire Blvd., Oklahoma City, OK 73116
Phone: 405-858-1919
Moland Management Company
9504 E. First Ave., Spokane, WA 99206
Phone: 509-922-3667
Nagelvoort & Co. Inc.
P.O. Box 463, Allendale, NJ 07401
Phone: 201-995-9044 | Fax: 201-995-9088
The Nassau Group, Inc.
Green Farms Office Park, 1175 Post Road E., Westport, CT 06880
Phone: 203-227-2454 | Fax: 203-227-4718
www.thenassaugroup.com
NatCity Investments Inc.
1900 E. Ninth St., Cleveland, OH 44114
Phone: 800-628-8151
www.natcity.com
National City Mortgage
4490 Holland Office Park, Suite 100, Virginia Beach, VA 23452
Phone: 757-456-0155 | Fax: 757-473-0815
www.nationalcitymortgage.com
National Lone Star Corporation
11032 Lakewood Ave., Suite 101, El Paso, TX 79935
Phone: 915-591-2103 | Fax: 915-593-3658
www.nationallonestar.com
Nimark Group
238 Osborne Road, Harrison, NY 10528
Phone: 914-967-7600
Nomura Securities International Inc.
2 World Financial Center, Building B, New York, NY 10281
Phone: 212-667-9300 | Fax: 212-667-1001
www.nomurany.com
North American Capital Partners
2901 West Coast Highway, Suite 200, Newport Beach, CA 92663
Phone: 949-263-5940 | Fax: 949-955-2134
O'Conor, Wright, Wyman Inc.
211 Congress St., Boston, MA 02110
Phone: 617-482-8330 | Fax: 617-482-8236
www.ocww.com
OEM Capital Corp.
1071 Post Road E., Westport, CT 06880
Phone: 203-226-7052 | Fax: 203-226-5741
www.oemcapital.com
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Oppenheimer & Company Inc.
125 Broad St., New York, NY 10004
Phone: 212-668-8000
www.opco.com
Orenda Corporate Finance Ltd.
Canada Trust Tower, BCE Place, 161 Bay St., Suite 4220,
Toronto, Ontario, CA M5J 2S1 Canada
Phone: 416-594-9020 | Fax: 416-594-9026
www.orendacf.com
Parker/Hunter Incorporated
600 Grant St., Pittsburgh, PA 15219
Phone: 412-562-8000 | Fax: 412-562-7843
www.parkerhunter.com
The Parkland Group Inc.
1375 E. Ninth St., Suite 1350, Cleveland, OH 44114
Phone: 216-621-1985 | Fax: 216-621-1894
www.parkland.com
Pierce Financial Corp.
7918 Jones Branch Drive, Suite 600 (PMB 172), McLean, VA 22102
Phone: 571-641-3032 | Fax: 571-641-3036
www.piercefinancial.net
Preferred Equities Company, Inc.
200 E. 58th St., New York, NY 10022
Phone: 212-421-7382 | Fax: 212-421-7382
paulkzz@aol.com
PricewaterhouseCoopers LLP
1177 Avenue of the Americas, New York, NY 10036
Phone: 646-471-4000 | Fax: 646-471-3188
www.pwcglobal.com
Putnam, Lovell Securities
One Federal St., Suite 2703, Boston, MA 02110
Phone: 617-357-5757 | Fax: 617-357-5799
www.putnamlovell.com
Raffles Capital Group
One Burning Tree Road, Greenwich, CT 06830-3504
Phone: 203-629-5604 | Fax: 203-629-0325
www.rafflescapital.com
Ranger Partners Group, LLC
200 Berwyn Park, Suite 102, Berwyn, PA 19312
Phone: 484-323-3000
www.rangerpartners.com
RBC Dain Rauscher
Dain Rauscher Plaza, 60 S. Sixth St., Minneapolis, MN 55502
Phone: 612-371-2711 | Fax: 612-371-7619
www.rbcdain.com
Resource Financial Corp.
303 W. Erie St., Suite 309, Chicago, IL 60610
Phone: 312-525-2600 | Fax: 312-525-2610
www.resource-financial.com
Richard Vander Kaay & Associates, Inc
160 Newport Center Drive, Suite 200, Newport Beach, CA 92660
Phone: 949-717-4880 | Fax: 949-720-0156
richard@vanderkaay.com | www.vanderkaay.com
Robbinex Inc.
120 Church St., Buffalo, NY 14202
Phone: 716-819-0304 | Fax: 716-819-0305
www.robbinex.com
Robert M. Haas Associates
The Pavilion, Suite 310, 261 Old York Road, Jenkintown, PA 19046
Phone: 215-887-6500 | Fax: 215-887-6507
www.rmha.com
Rosson Investment Company
6060 N. Central Expressway, Dallas, TX 75206
Phone: 214-891-6357
Roth Capital Partners
24 Corporate Plaza, Newport Beach, CA 92660
Phone: 800-678-9147 | Fax: 949-720-7215
www.rothcp.com
Rubicon Valuation
Merchants Exchange Building, 465 California St., Suite 607,
San Francisco, CA 94104
Phone: 415-989-7165 | Fax: 415-989-7166
www.rubiconsf.com
S.R. Chanen & Company
3300 N. Third Ave., Phoenix, AZ 85013
Phone: 602-266-3600 | Fax: 602-285-9268
www.chanen.com
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Santa Fe Capital Group
600 Fairview Lane, Española, NM 87532
Phone: 505-753-0343 | Fax: 505-753-0348
www.sfcapital.com
Schnitzius & Vaughan
700 Louisiana St., Suite 2450, Houston, TX 77002
Phone: 713-222-2170 | Fax: 713-227-4412
www.sch-vau.com
Scully Capital Services Inc.
1133 15th St. N.W., Suite 900, Washington, DC 20005
Phone: 202-775-3434 | Fax: 202-775-6049
www.scullycapital.com
Sierra Trading Co.
2045 Palisades Drive, Fullerton, CA 92831
Phone: 714-992-2150 | Fax: 714-992-4395
rfquis@aol.com | www.MnAwizards.com
Smith Hayes Financial Services
Corporation
1225 L St., Suite 200, Lincoln, NE 68508
Phone: 402-476-3000 | Fax: 402-476-6909
www.smithhayes.com
Sperry, Mitchell & Co.
595 Madison Ave., New York, NY 10022
Phone: 212-832-6628 | Fax: 212-753-0757
www.sperrymitchell.com
Stern Brothers Valuation Advisors
1044 Main St., Suite 900, Kansas City, MO 64105
Phone: 816-471-0005 | Fax: 816-842-2789
www.sternbrothersvaluation.com\
Steven N. Brody Associates
3 White's Woods Trail, Indiana, PA 15701
Phone: 724-349-8043 | Fax: 724-349-8049
steven@brodyassociates.com | www.brodyassociates.com
Stevenson & Company
1007 Church St., Suite 310, Evanston, IL 60210
Phone: 847-866-1188 | Fax: 847-866-1199
www.stevensonco.com
Stonemark Business Brokers
P.O. Box 21305, Seattle, WA 98111
Phone: 206-343-7777 | Fax: 206-628-0839
www.stonemark.net
Strategic Equity Group
100 Oceangate, Suite 600, Long Beach, CA 90802
Phone: 562-495-7870 | Fax: 562-495-7891
info@segco.com | www.segco.com
Texas Business Services
P.O. Box 9462, Austin, TX 78766
Phone: 512-453-3400 | Fax: 512-997-7639
bb@onr.com
Tilson Platinum Group Inc.
6743 Squire Lane, Loves Park, IL 61111
Phone: 815-885-3961
Trudeau & Trudeau Associates, Inc.
400 Washington St., Braintree, MA 02184
Phone: 781-843-6699 | Fax: 781-843-6583
www.trudeau-trudeau.com
U.S. Trust Co. Of N.Y. Private Equity
114 W. 47th St., 9th Floor, New York, NY 10036
Phone: 212-852-3125 | Fax: 212-852-3975
www.ustrust.com\privateequity
Valuation Research Corporation
330 E. Kilbourn, Suite 1020, Milwaukee, WI 53202
Phone: 414-271-8662 | Fax: 414-271-2294
www.valuationresearch.com
Venture Business Group, Inc.
601 Carlson Center, Suite 1050, Minneapolis, MN 55305
Phone: 952-449-5247
merger@vbgi.net | www.vbgi.net
VentureAdvisers, Inc.
14912 Big Falls Drive, Leander, TX 78641
Phone: 512-453-1035 or 512-845-3070 | Fax: 512-453-8250
bruce@ventureadvisers.com | www.ventureadvisers.com
Versailles Group, Ltd.
101 Federal St., 16th Floor, Boston, MA 01742
Phone: 617-423-2500 | Fax: 617-423-2588
info@versaillesgroup.com | www.versaillesgroup.com
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The Winbridge Group, Inc.
Blanchard House, 249 Ayer Road, Suite 203, Harvard, MA 01451
Phone: 978-772-5123
www.winbridgegroup.com
Windswept Capital LLC
1001 Fourth Avenue Plaza, Suite 3000, Seattle, WA 98154
Phone: 206-382-2000 | Fax: 206-382-7880
www.windcap.com
Vistech Corporation
P.O. Box 510, Westport, CT 06880
Phone: 203-454-0300 | Fax: 203-454-1054
www.vistechcorp.com
W.Y. Campbell & Company
One Woodward Ave., 26th Floor, Detroit, MI 48226
Phone: 313-496-9000 | Fax: 313-496-9001
www.wycampbell.com
William Dorgan & Associates
4400 E. Broadway Blvd., Tucson, AZ 85711
Phone: 520-791-3000
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Page 18
To guide you in your search for a distribution manager best suited to your needs, we have
included the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity distribution managers.
We provide names and contact information for 7 distribution managers.
A complete set of alphabetical listings begins on page 73.
To search by company name, location, or contact person,
please see our index section at the back of this publication.
D
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SunTrust Robinson Humphrey
3333 Peachtree Road, N.E., Atlanta, GA 30326
Phone: 404-926-5250 | Fax: 404-926-5872
cesg@rhco.com | www.suntrustrh.com
T. Rowe Price
100 E. Pratt St., Baltimore, MD 21202
Phone: 410-345-2000
www.troweprice.com
Thomas Weisel Asset Management L.L.C.
One Montgomery St., 37th Floor, San Francisco, CA 94194
Phone: 415-364-2500 | Fax: 415-364-6092
info@tweisel.com | www.tweisel.com
Credit Suisse Asset Management LLC
466 Lexington Ave., New York, NY 10017
Phone: 212-875-3500 | Fax: 646-658-0728
www.csam.com
JPMorgan Fleming Asset Management
522 Fifth Ave., 15th Floor, New York, NY 10036
Phone: 212-837-1085 | Fax: 212-837-5188
valerie.malter@jpmorganfleming.com
www.jpmorganfleming.com/am
Pathway Capital Management LLC
5 Park Plaza, Suite 300, Irvine, CA 92673
Phone: 949-622-1000 | Fax: 949-622-1010
mail@pathwaycapital.com | www.pathwaycapital.com
Shott Capital Management LLC
601 California St., Suite 801, San Francisco, CA 94108
Phone: 415-394-7271 | Fax: 415-394-5596
www.ssga.com/about_ssga/scmllc.html
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To guide you in your search for a due diligence firm best suited to your needs, we have included
the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity due diligence firms.
We provide names and contact information for 31 due diligence firms.
A complete set of alphabetical listings begins on page 77.
To search by company name, location, or contact person,
please see our index section at the back of this publication.
D
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ILIGENCE
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Crown Capital Corp.
540 Maryville Centre Drive, Suite 120, St. Louis, MO 63141
Phone: 314-576-1201 | Fax: 314-576-1525
rbreece@crown-cap.com | www.crown-cap.com
Decision Strategies LLC
10467 White Granite Drive, Oakton, VA 22124
Phone: 703-207-0600 | Fax: 703-591-1319
www.decison-strategies.com
Deloitte
2 World Financial Center, New York, NY 10281
Phone: 888-728-9873 | Fax: 212-653-2419
USMergerservices@deloitte.com | www.deloitte.com
Deloitte & Touche LLP
Athene Place, 66 Shoe Lane, London, EC4A 3BQ United Kingdom
Phone: 44-7936-3000 | Fax: 44-7583-1198
ukcorporatefinance@deloitte.co.uk | www.deloitte.com/uk
Empire Financial Consultants
4040 Clinton St., Buffalo, NY 14224
Phone: 716-674-2015 | Fax: 603-308-0577
Nick@Empirebb.com | www.Empirebb.com
The Esmarox Group, LLC
7 Stacys Way, Acton, MA 01720
Phone: 978-266-9591 | Fax: 413-832-2705
esmarox@usa.net
GaiaTech Inc.
200 N. LaSalle St., Suite 2600, Chicago, IL 60601
Phone: 312-541-4200 | Fax: 312-541-0340
www.gaiatech.com
Gotham Consulting Partners
630 Fifth Ave., Suite 1776, New York, NY 10111
Phone: 212-497-9200 | Fax: 212-497-9210
info@gcpny.com | www.gcpny.com
Granite Intelligence, LLC
9 E. 45th St., New York, NY 10017
Phone: 212-401-4050 | Fax: 212-401-4060
info@graniteintelligence.com | www.graniteintelligence.com
Grisanti, Galef & Goldress Inc
333 Sandy Springs Circle, Suite 106, Atlanta, GA 30328
Phone: 404-256-0003 | Fax: 404-256-4555
rlapin@gggcrisismanager.com | www.gggcrisismanager.com
Acclaro Growth Partners, Inc.
12020 Sunrise Valley Drive, Suite 200, Reston, VA 20191
Phone: 703-860-3355 | Fax: 703-860-5155
kit@acclaropartners.com | www.acclaropartners.com
Altius Associates Limited
2nd Floor, 20 Grosvenor Place, London, SW1X 7HN United Kingdom
Phone: +44 0-20 7838 7640 | Fax: +44 0-20 7838 7699
general@altius-associates.com | www.altius-associates.com
American Express Tax and Business
Services Inc.
One S. Wacker Drive, Suite 800, Chicago, IL 60606
Phone: 312-634-3400 | Fax: 312-634-3410
www.americanexpress.com/tbs
Aon Risk Services
200 E. Randolph St., Chicago, IL 60601
Phone: 312-381-1000
www.aon.com
Astute Diligence
641 W. Lake St., Suite 100, Chicago, IL 60661
Phone: 312-207-1190 x102 | Fax: 312-207-1192
www.astutediligence.com
BackTrack Reports, Inc.
45 W. 21st St., 4th Floor, New York, NY 10010
Phone: 212 620 9700 | Fax: 212-504-2616
rshain@backtrackreports.com | www.backtrackreports.com
Bain & Company
131 Dartmouth St., Boston, MA 02216
Phone: 617-572-2000 | Fax: 617-572-2427
www.bain.com
Burlington Consultants
Holbrook House, 14 Great Queen St., London, WC2B 5DG England
Phone: 44 20 7893 7200 | Fax: 44 20 7893 7201
www.bulringtonconsultants.com
Caledonia Group Inc.
2240 Seminole, Detroit, MI 48214
Phone: 313-922-0506 | Fax: 313-922-0437
hwatson@caledoniagrp.com | www.caledoniagrp.com
D
UE
D
ILIGENCE
Page 22
North American Capital Partners
2901 West Coast Highway, Suite 200, Newport Beach, CA 92663
Phone: 949-263-5940 | Fax: 949-955-2134
Pathway Capital Management LLC
5 Park Plaza, Suite 300, Irvine, CA 92673
Phone: 949-622-1000 | Fax: 949-622-1010
mail@pathwaycapital.com | www.pathwaycapital.com
Sierra Trading Co.
2045 Palisades Drive, Fullerton, CA 92831
Phone: 714-992-2150 | Fax: 714-992-4395
rfquis@aol.com | www.MnAwizards.com
Standard & Poor's Corporate Value
Consulting
160 Spear St., 7th Floor, San Francisco, CA 94105
Phone: 415-268-5320 | Fax: 415-268-5301
dan_reid@sandp.com | www.standardandpoors.com
Stax Inc.
359 Green St., Cambridge, MA 02139
Phone: 617-868-2800 | Fax: 617-868-3381
info@stax.com | www.stax.com
Sultan & Company
805 Third Ave., 28th Floor, New York, NY 10022
Phone: 212-753-8895 | Fax: 212-753-8896
www.sultanonline.com
Directory of Venture Capital and Private Equity Service Providers
D
UE
D
ILIGENCE
78
Intelex Ltd.
71 Arch St., Greenwich, CT 06830
Phone: 203-622-0031 | Fax: 203-622-7331
www.intelexltd.com
Investor Group Services
100 City Hall Plaza, 6th Floor, Boston, MA 02108
Phone: 617-371-4000 | Fax: 617-371-0998
www.igsboston.com
Kroll Inc.
900 Third Ave., New York, NY 10022
Phone: 212-593-1000 | Fax: 212-593-2631
www.krollworldwide.com
Marsh USA Inc.
500 W. Monroe St., Chicago, IL 60661
Phone: 312-627-6000 | Fax: 312-627-6172
www.marsh.com
The Monogram Group
161 N. Clark St., Suite 3050, Chicago, IL 60601
Phone: 312-726-4300 | Fax: 312-726-4308
smarkman@monogramgroup.com | www.monogramgroup.com
Newburyport Partners
P.O. Box 324, Newburyport, MA 01950
Phone: 978-835-5321 | Fax: 270-721-7975
chris@newburyportpartners.com | www.newburyportpartners.com
Page 23
To guide you in your search for an executive recruiter best suited to your needs, we have included
the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity executive recruiters.
We provide names and contact information for 25 executive recruiters.
A complete set of alphabetical listings begins on page 81.
To search by company name, location, contact person, or specialized personnel
please see our index section at the back of this publication.
D
IRECTORY OF
E
XECUTIVE
R
ECRUITERS
Page 24
Directory of Venture Capital and Private Equity Service Providers
E
XECUTIVE
R
ECRUITERS
81
Hudson Highland Group
622 Third Ave., 36th Floor, New York, NY 10017
Phone: 212-351-7300 | Fax: 646-658-0552
www.hhgroup.com
J. Robert Scott
260 Franklin St., Suite 620, Boston, MA 02110
Phone: 617-563-2770 | Fax: 617-723-1282
info@j-robert-scott.com | www.j-robert-scott.com
Kineticom Inc.
701B St., Suite 1775, San Diego, CA 92101
Phone: 619-330-3100 | Fax: 619-330-3109
www.kineticom.com
Korn/Ferry International
1800 Century Park E., Suite 900, Los Angeles, CA 90067
Phone: 310 552 1834 | Fax: 310-553-8640
www.kornferry.com
Matlin Partners, LLC
12 Rebecca Road, Newton, MA 02465
Phone: 978-287-0430
dan@matlinpartners.com
Michael D. Zinn & Associates Inc.
601 Ewing St., Suite C-8, Princeton, NJ 08540
Phone: 609-921-8755
www.zinnassociates.com
Neil Michael Group
9 Park Place, Great Neck, NY 11021
Phone: 516-482-8810 | Fax: 516-482-3343
Nordeman Grimm
717 Fifth Ave., New York, NY 10022
Phone: 212-935-1000 | Fax: 212-980-1443
Norfolk Partners, Inc.
187 W. 87th St., 17th Floor, New York, NY 10024
Phone: 212-579-4900 | Fax: 212-579-2874
lmacintyre@norfolkpartners.com
Oxbridge Group
150 E. 52nd St., 23rd Floor, New York, NY 10022
Phone: 212-980-0800 | Fax: 212-888-6062
www.oxbridgegroup.com
A.T. Kearney Executive Search
153 E. 53rd St., New York, NY 10022
Phone: 212-705-1464 | Fax: 212-350-3150
www.executivesearch.atkearney.com
Choi & Burns LLC
590 Madison Ave., New York, NY 10022
Phone: 212-755-7051 | Fax: 212-355-2610
www.choiburns.com
CPI
1065 Avenue of the Americas, Suite 408, New York, NY 10018
Phone: 212-354-3933 | Fax: 212-354-0114
info@cpiny.com | www.cpiny.com
Cressida Partners LLC
300 Park Ave., Suite 1700, New York, NY 10022
Phone: 212-572-4858 | Fax: 212-572-6412
info@cressidapartners.com | www.cressidapartners.com
Cromwell Partners Inc.
305 Madison Ave., New York, NY 10165
Phone: 212-953-3220 | Fax: 212-953-4688
sbilby@cromwell-partners.com | www.cromwell-partners.com
The Denali Group
224 E. 52nd St., Suite 2, New York, NY 10022-6228
Phone: 212-317-1960 | Fax: 914-738-3288
www.denali-group.com
DHR International
11455 El Camino Real, Suite 210, San Diego, CA 92130
Phone: 858-792-7654 | Fax: 858-792-7447
jgrushkin@dhrinternational.com | www.dhrinternational.com
Dressler Associates
624 University Ave., Palo Alto, CA 94301
Phone: 650-323-0456 | Fax: 650-323-2904
www.dresslerassociates.com
Glocap Search LLC
152 W. 57th St., 15th Floor, New York, NY 10019
Phone: 212-333-6400 | Fax: 212-333-6401
searches@glocap.com | www.glocap.com
Heidrick & Struggles
233 S. Wacker Drive, Sears Tower, Suite 4200, Chicago, IL 60606
Phone: 312-496-1200
www.heidrick.com
Page 25
Phoenix Group Intertnational
P.O. Box 5690, Carefree, AZ 85377
Phone: 480-575-6636 | Fax: 480-575-9365
sflynn@phxgrpintl.com | www.phxgrpintl.com
Pinnacle Group International
130 Water St., 12th Floor, New York, NY 10005
Phone: 212-968-1200
dpalmieri@pinnaclegroup.com | www.pinnaclegroup.com
Russell Reynolds Associates
200 Park Ave., 23rd Floor, New York, NY 10166
Phone: 212-351-2000 | Fax: 212-370-0896
info@russellreynolds.com | www.russellreynolds.com
Sextant Search Partners
355 Madison Ave., 16th Floor, New York, NY 10017
Phone: 212-366-8600 | Fax: 212-366-8601
www.sextantsearch.com
Whitney Group
850 Third Ave., 11th Floor, New York, NY 10022
Phone: 212-508-3500 | Fax: 212-508-3589
www.whitneygroup.com
Directory of Venture Capital and Private Equity Service Providers
E
XECUTIVE RECRUITERS
82
Page 26
E
XECUTIVE
R
ECRUITERS
Directory of Venture Capital and Private Equity Service Providers
83
Executive Recruiter Rankings
Number of Private Equity Professionals
Company Name
Placed in 2003
1. Russell Reynolds Associates
225
2. Glocap Search LLC
128
3. CPI
50
4. Pinnacle Group International
40+
5. Phoenix Group Intertnational
27
6. Cressida Partners LLC
15
7. The Denali Group
10
8. Matlin Partners, LLC
2
Below is a ranking of executive recruiters based on self-reporting by the firms.
Page 27
To guide you in your search for an insurance company best suited to your needs, we have
included the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity insurance companies.
We provide names and contact information for 69 insurance companies.
A complete set of alphabetical listings begins on page 88.
To search by company name, location, or contact person,
please see our index section at the back of this publication.
D
IRECTORY OF
I
NSURANCE
C
OMPANIES
Page 28
I
NSURANCE
C
OMPANIES
200 E. Randolph St., Chicago, IL 60601
Phone: 312-381-1000 | www.aon.com
A
on’s mergers & acquisitions specialists advise international private equity and corporate buying communities on an array of
due diligence services. Aon is capable of guiding businesses from pre-acquisition through post-close, offering innovative
risk management and human capital services every step of the way. We integrate customized services, leverage expertise across
industries and combine business knowledge with innovative solutions to ensure your assets are protected.
BRANCH OFFICES
55 E. 52nd St., New York, NY 10055
Phone: 212-441-2241 | Fax: 212-441-1937
8182 Maryland Ave., St. Louis, MO 63105
Phone: 800-325-7028 | Fax: 314-721-4730
199 Fremont St., San Francisco, CA 94105-2245
Phone: 415-486-7000 | Fax: 415-486-7047
99 High St., Boston, MA 02110-3271
Phone: 617-482-3100
Aon Risk Services
KEY PERSONNEL
M&A Due Diligence
Mr. Alan Diamond,
Chairman - Global Mergers and Acquisitions Practice
212-441-1162
Mr. Mark Roberts,
Deputy Chairman - Global Mergers and Acquisitions
+44 20 7882 0240
Mr. Douglas Edwards, Managing Director
212-441-2241
Mr. Brian Casey, Global Operations Manager
212-441-2216
Mr. Henry Jennings, US National Practice Manager
212-441-2863
Mr. Ted Hodgkinson, Regional Director
+85 2 2862 4289
Mr. Phil Dixon
415-486-7441
Mr. Nilufer Durak
617-457-7718
Directory of Venture Capital and Private Equity Service Providers
87
Page 29
Directory of Venture Capital and Private Equity Service Providers
I
NSURANCE
C
OMPANIES
88
AMB Generali Holding AG
Aachener und Münchener Allee 9, Aachen, 52074 Germany
Phone: 49 (0) 241 461-01 | Fax: 49 (0) 241 461-1805
www.amb.de
Amercan Family Insurance Company
6000 American Parkway, Madison, WI 53783
Phone: 608-249-2111
www.amfam.com
AMP Ltd.
Reply Paid 4134, Sydney NSW, 02001 Australia
Phone: 61 133 888 | Fax: 61 1300 301 267
www.amp.com.au
Aon Risk Services
200 E. Randolph St., Chicago, IL 60601
Phone: 312-381-1000
www.aon.com
Argus Group Insurance
519 Deacon Blvd, P.O. Box 11006, Winston-Salem, NC 27116
Phone: 336-727-7500 | Fax: 336-727-0217
www.argusgroupinsurance.com
Assurant Group
One Chase Manhattan Plaza, New York, NY 10005
Phone: 212-859-7000
www.assurant.com
Barrington Investments
Guerlain Building, 19 Queen St., Hamilton, HM 11 Bermuda
Phone: 441-292-6899 | Fax: 441-292-5748
www.barringtoninvestments.com
Bindley Capital Partners
8909 Purdue Road, Suite 500, Indianapolis, IN 46268
Phone: 317-704-4162 | Fax: 317-704-4602
www.bindley.com
Blue Sheild of Iowa
636 Grand Ave., Des Moines, IA 50309-2565
Phone: 515-245-4500
www.wellmark.com
Canada Life
330 University Ave., Toronto, Ontario, CA M5G 1R8 Canada
Phone: 888-252-1847
www.canadalife.com
Acacia Life Insurance Company
7315 Wisconsin Ave., Bethesda, MD 20814
Phone: 800-444-1889 | Fax: 301-280-1161
www.acaciagroup.com
Ace Limited
17 Woodbourne Ave., P.O. Box HM 1015, Hamilton, HM08 Bermuda
Phone: 441-295-5200 | Fax: 441-295-5221
www.acelimited.com
AEGON USA Investment
Management LLC
AEGON Center, 400 W. Market St., Louisville, KY 40202
Phone: 502-560-2000 | Fax: 502-560-3975
www.aegonins.com
Aetna
151 Farmington Ave., Hartford, CT 06156
Phone: 860-273-5484 | Fax: 860-273-8650
www.aetna.com
AG2R
35, Blvd. Brune, Paris, 75680 France
Phone: 33 1 43 95 50 50 | Fax: 33 1 43 95 52 91
www.ag2r.com
AIG Global Investment Corp.
175 Water St., 24th Floor, New York, NY 10038
Phone: 212-458-2000 | Fax: 212-458-2200
www.aiggig.com
Alfa Insurance Cos.
2108 E. South Blvd., P.O. Box 11000, Montgomery, AL 36191-0001
Phone: 334-288-3900
www.alfains.com
Allianz Private Equity Partners Inc.
1345 Avenue of the Americas, 47th Floor, New York, NY 10105
Phone: 212-739 3400 | Fax: 212-739 4400
www.allianz.com
Allstate Insurance Co.
Allstate Building, Northbrook, IL 60062
Phone: 847-402-5000
www.allstate.com
Page 30
Directory of Venture Capital and Private Equity Service Providers
I
NSURANCE
C
OMPANIES
89
Chubb Corp.
15 Mountain View Road, Warren, NJ 07059
Phone: 908-903-2000 | Fax: 908-903-2027
www.chubb.com
Co-operative Insurance Society
Miller St., Manchester, M60 0AL United Kingdom
Phone: 44 8457 46 46 46
www.cis.co.uk
Delaware Investment Advisers, Inc.
2005 Market St., Philadelphia, PA 19103
Phone: 800-523-1918
www.delinvest.com
Equitable Life Assurance Society
(Soon to become AXA Equitable Life
Insurance)
1290 Avenue of the Americas, New York, NY 10104
Phone: 212-554-1234
www.equitable.com
Friends Provident
P.O. Box 1550, Milford, Salsbury, Wiltshire, SP1 2TW England
Phone: 44 870 6071352
www.friendsprovident.com
General Re Life Corporation
695 E. Main St., Stamford, CT 06904
Phone: 203-352-3000 | Fax: 203-328-5922
www.genre.com
Gerling Firmen und Privat-Service AG
Zentraler Internet Kundenservice, Köln, 50597 Germany
Phone: 49 180 33 22 133 | Fax: 49 221 144 60 76 67
www.gerling.de
Government Employees Insurance
Company
One GEICO Plaza, Washington, DC 20076
Phone: 301-986-3000 | Fax: 301-986-2888
www.geico.com
Gulf Insurance Company
One State Street Plaza, 9th Floor, New York, NY 10004
Phone: 917-320-4400 | Fax: 917-320-8522
www.gulfinsurance.com
Guy Carpenter & Company Inc.
One Madison Ave., New York, NY 10010
Phone: 917-937-9000
www.guycarp.com
Harleysville Mutual Insurance Co.
355 Maple Ave., Harleysville, PA 19438
Phone: 800-523-6344 | Fax: 251-256-5000
www.harleysvillegroup.com
The Hartford Financial Services Group Inc.
Hartford Plaza, 690 Asylum Ave., Hartford, CT 06115
Phone: 860-547-5000
www.thehartford.com
Houston Caualty Company
13403 Northwest Freeway, Houston, TX 77040
Phone: 713-462-1000 | Fax: 713-462-4210
www.hcch.com
John Hancock Mutual Life Insurance Co.
John Hancock Tower, 200 Clarendon St., Boston, MA 02117
Phone: 617-572-6000 | Fax: 617-572-5029
www.jhancock.com
Liberty International
MS 01E, 175 Berkeley St., Boston, MA 02117
Phone: 617-574-5555 | Fax: 617-574-6635
www.libertyinternational.com
Liberty Mutual Insurance Group
175 Berkeley St., Boston, MA 02116
Phone: 617-357-9500
www.libertymutual.com
Lloyds of London
One Lime St., London, EC3M 7HA England
Phone: 44 (0)20 7327 1000
www.lloyds.com
Marsh & McLennan Companies
1166 Avenue of the Americas, New York, NY 10036
Phone: 212 345 5000
www.mmc.com
Marsh's Affinity & Private Client Practices
3475 Piedmont Road, Atlanta, GA 30305
Phone: 404-995-3000 | Fax: 404-995-3333
www.seabury.com
Page 31
Overseas Partners Ltd.
P.O. Box HM 1581, 1 Victoria St., Hamilton, HM11
Phone: 441-295-0788 | Fax: 441-292-9142
www.oplbda.com
Pacific Mutual Life Insurance Co.
P.O. Box 9000, Newport Beach, CA 92658
Phone: 800-800-7646
www.pacificlife.com
Penn Mutual Life Insurance Co.
P.O. Box 178, Philadelphia, PA 19105
Phone: 800-523-0650 | Fax: 215-956-7567
www.pennmutual.com
Phoenix Investment Partners
56 Prospect St., Hartford, CT 06115
Phone: 860-403-5000
www.phoenixinvestments.com
Presidential Life
69 Lydecker St., Nyack, NY 10960
Phone: 845-358-2300
www.presidentiallife.com
Principal Mutual Life Insurance Co.
711 High St., Des Moines, IA 50392
Phone: 800-986-3343
www.principal.com
The Progressive Corporation
6300 Wilson Mills Road, Mayfield Village, OH 44143
Phone: 440-461-5000
www.progressive.com
Prudential Insurance Co. of America
88 Pacific St., Newark, NJ 07105
Phone: 973-491-9600
www.prudential.com
Sentry Insurance Investment
Management
1800 North Point Drive, Stevens Point, WI 54481
Phone: 715-346-6000 | Fax: 715-346-6770
www.sentry.com
MassMutual Financial
1295 State St., Springfield, MA 01111
Phone: 888-201-8977
www.massmutual.com
Metropolitan Life Insurance Co.
One Penn Plaza, Suite 410, New York, NY 10119
Phone: 212-560-4700 | Fax: 212-560-4685
www.metlife.com
Minnesota Life
400 Robert St. N., St. Paul, MN 55101
Phone: 651-665-3500 | Fax: 651-665-4488
www.minnesotamutual.com
Mutual of New York
1740 Broadway, New York, NY 10019
Phone: 212-708-2000
www.mony.com
Mutual of Omaha Insurance Company
Mutual of Omaha Plaza, Omaha, NE 68175
Phone: 402-342-7600
www.mony.com
Nationwide Insurance Co.
One Nationwide Plaza, Columbus, OH 43215
Phone: 800-882-2822
www.nationwide.com
New York Life Insurance
51 Madison Ave., Suite 3200, New York, NY 10010
Phone: 212-576-7000 | Fax: 212-576-5591
www.newyorklife.com
Northwestern Mutual Life Insurance Co.
731 N. Jackson St., Suite 100, Milwaukee, WI 53202
Phone: 414-224-5000
www.nmfn.com
Ohio Casualty Group
9450 Seward Road, Fairfield, 45014
Phone: 800-843-6446
www.ocas.com
Oil Insurance Limited
P.O. Box HM 1751, Hamilton, HMGX Bermuda
Phone: 441-295-0905 | Fax: 441-295-0351
www.oil.bm
Directory of Venture Capital and Private Equity Service Providers
I
NSURANCE
C
OMPANIES
90
Page 32
Union Labor Life Insurance Co.
1625 Eye St. N.W., 5th Floor, Washington, DC 20006
Phone: 202-682-0900
www.ullicare.com
Utica National Life Insurance Co.
180 Genesee St., New Hartford, NY 13413
Phone: 800-274-1914 | Fax: 315-734-2680
www.uticanational.com
WellPoint Health Networks Inc.
One WellPoint Way, Thousand Oaks, CA 91362
Phone: 805-557-6655
www.wellpoint.com
Woodruff-Sawyer & Co.
220 Bush St., 7th Floor, San Francisco, CA 94104
Phone: 415-399-6343 | Fax: 415-989-9923
bwhite@woodruff-sawyer.com | www.woodruff-sawyer.com
XL Capital Ltd
XL House, 1 Bermudiana Road, Hamilton, HM 11 Bermuda
Phone: 441-292-8515 | Fax: 441-292-5280
www.xlcapital.com
Zurich North America
1400 American Lane, Schaumburg, IL 60196
Phone: 800-987-3373 | Fax: 877-962-2567
www.zurichna.com
Shelter Mutual Insurance Co.
1817 W. Broadway, Columbia, MO 65218
Phone: 573-445-8441
www.shelterins.com
St. Paul Travelers
10400 Viking Drive, Suite 550, Minneapolis, MN 55344
Phone: 952-995-7474 | Fax: 952-995-7475
www.stpaultravelers.com
Standard Life Investments
(Private Equity) Ltd.
One Beacon St., 34th Floor, Boston, MA 02108
Phone: 617-720-7900
www.standardlifeinvestments.com
State Farm Insurance Cos.
One State Farm Plaza, Bloomington, IL 61710
Phone: 800-447-4930
www.statefarm.com
Swiss Reinsurance Co.
Mythenquai 50/60, P.O. Box 8022, Zurich, 08022 Switzerland
Phone: 41 43 285 2121 | Fax: 41 43 285 2999
www.swissre.com
TIAA-CREF
730 Third Ave., New York, NY 10017
Phone: 800-842-2776
www.tiaa-cref.org
Directory of Venture Capital and Private Equity Service Providers
I
NSURANCE
C
OMPANIES
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Page 33
U
BS Private Equity Funds Group (PEFG) is one of the world's largest placement agents focused on raising capital for private
equity funds. With 33 experienced professionals spread throughout offices in Stamford CT, San Francisco CA, Nashville TN
and London, the Group has truly global reach, accessing all types of investors from the largest public pensions to high-net-worth
family offices. PEFG adopts a focused approach raising relatively few funds each year, and has established a reputation for pro-
viding an excellent level of service tailored to the requirements of the general partners whom it represents.
UBS is one of the world's largest wealth managers, a premier investment banking and securities firm, a key global asset manag-
er and a market leader in Swiss retail and commercial banking. Headquartered in Zurich and Basel, UBS employs around 66,000
people in more than 50 countries and is listed on the New York, Tokyo and Zurich stock exchanges.
UBS’s investment banking and securities business is among the select bracket of major global houses, providing corporate and
institutional clients, intermediaries, governments and hedge funds with expert advice, unrivalled execution and comprehensive
access to the world’s capital markets.
Headquartered in London, the Investment Bank comprises the following business areas: Investment Banking, Equities, and Fixed
Income, Rates & Currencies, and employs around 15,500 people across 30 countries.
UBS Investment Bank
Directory of Venture Capital and Private Equity Service Providers
93
I
NVESTMENT
B
ANKS
677 Washington Blvd., Stamford, CT 06901
203-719-3000 | 203-719-6898
claire.slora@ubs.com | www.ubs.com
BRANCH OFFICES
One Finsbury Ave., London, United Kingdom, EC2M 2PP
Phone: 44 20 7567 8000 | Fax: 44 20 7568 4010
2 American Center, 3102 West End Ave., Suite 780,
Nashville, TN 37203
Phone: 800-522-7302 | Fax: 615-750-8395
555 California St., Suite 4650, San Francisco, CA 94104
Phone: 415-352-5650 | 415-352-6017
KEY PERSONNEL
Private equity
Mr. Richard Allsopp, M.D., Head of PEFG Group
richard.allsopp@ubs.com | 203-719-3000
Mr. Jake Elmhirst, Managing Director
jake.elmhirst@ubs.com | 203-719-3000
Mr. Mark Schroeder, Managing Director
mark.schroeder@ubs.com | 203-719-3000
Mr. Nigel Dawn, Managing Director
nigel.dawn@ubs.com | 203-719-3000
Mr. James Howe, Executive Director
james.howe@ubs.com | 203-719-3000
Mr. James Moore, Executive Director
james-r.moore@ubs.com | 44 20 7567 8000
Mr. Chris Leach, Executive Director
chris.leach@ubs.com | 44 20 7567 8000
Mr. Justin Bower, Executive Director
justin.bower@ubs.com | 44 20 7567 8000
Mr. Mark Bourgeois, Executive Director
mark.bourgeois@ubs.com | 800-522-7302
Mr. Ken Freeman, Executive Director
ken.freeman@ubs.com | 415-352-5650
Page 34
To guide you in your search for an investment bank best suited to your needs, we have included
the following section of The Directory of Venture Capital and Private Equity Service
Providers, which contains listings of venture capital and private equity investment banks.
We provide names and contact information for 429 investment banks.
A complete set of alphabetical listings begins on page 97.
To search by company name, location, contact person, or transaction size,
please see our index section at the back of this publication.
D
IRECTORY OF
I
NVESTMENT
B
ANKS
Page 35
Directory of Venture Capital and Private Equity Service Providers
I
NVESTMENT
B
ANKS
97
Allen C. Ewing & Co.
50 N. Laura St., Suite 3625, Jacksonville, FL 32202
Phone: 904-354-5573 | Fax: 904-354-7033
www.allenewing.com
Allen Commercial Services
4513 Creedmoor Road, Suite 502, Raleigh, NC 27612
Phone: 919-781-1100 | Fax: 919-781-1118
www.allencommercial.com
American Classic Financial Company
15745 Roller Coaster Road, Colorado Springs, CO 08921
Phone: 719-488-9266 | Fax: 719-488-9711
American Corporate Services
515 Madison Ave., New York, NY 10022
Phone: 212-688-6600 | Fax: 212-688-9710
www.acsdeals.com
American Express Tax And Business
Services Inc. Accountants & Consultants
Corporate Finance Service
One S. Wacker Drive, Suite 800, Chicago, IL 60606
Phone: 312-634-4752 | Fax: 312-634-3410
www.americanexpress.com/tbs
American General Securities Incorporated
2727 Allen Parkway, Suite 290, P.O. Box 4556, Houston, TX 77201
Phone: 713-831-3806 | Fax: 713-831-3366
www.agsecurities.com
American Growth Fund Sponsors Inc.
110 16th St., Suite 1400, Denver, CO 80202
Phone: 303-626-0600 | Fax: 303-626-0614
Amerimark Capital Corp.
511 E. John Carpenter Freeway, Suite 220, Irving, TX 75062
Phone: 214-638-7878 | Fax: 214-638-7612
www.amcapital.com
Amvest Financial Group, Inc.
P.O. Box 1590, Independence, MO 64055-0590
Phone: 816-461-3312 | Fax: 816-461-4644
contact@amvest.com | www.amvest.com
A.G. Edwards & Sons Inc.
One N. Jefferson Ave., Saint Louis, MO 63101
Phone: 314-955-3000 | Fax: 314-955-2890
www.agedwards.com
Acadia Capital Advisors Petersen, Michael
2144 S. 2000 E., Salt Lake City, UT 10024
Phone: 212-787-1057 | Fax: 212-787-2183
The Acquisition Search Corp.
5555 Glenridge Connector, Suite 200, Atlanta, GA 30342
Phone: 404-459-2777 | Fax: 404-233-4905
www.acquisitionsearch.com
Adams, Harkness & Hill Tech Ventures
99 High St., Boston, MA 02110
Phone: 617-371-3900 | Fax: 617-371-3798
Advest Inc.
90 State House Square, Hartford, CT 06103
Phone: 860-509-1000 | Fax: 860-509-2131
www.advest.com
AgriCapital Corporation
1410 Broadway, Room 1802, New York, NY 10018
Phone: 212-944-9500 | Fax: 212-944-9525
www.agricapital.com
Alexander Dunham Capital Group Inc.
10850 Wilshire Blvd., Suite 350, Los Angeles, CA 90024
Phone: 310-779-2712 | Fax: 310-788-7774
www.alexanderdunham.com
Alexander Hutton Inc.
999 Third Ave., Suite 3700, Seattle, WA 98104
Phone: 206-341-9800 | Fax: 206-341-9801
www.alexanderhutton.com
Alimansky Capital Group Inc.
350 Madison Ave., Suite 1600, New York, NY 10117
Phone: 212-832-7300 | Fax: 212-832-7338
www.alimansky.com
Allen & Company LLC
711 Fifth Ave., New York, NY 10022
Phone: 212-832-8000 | Fax: 212-832-7057
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Anderson & Strudwick Inc.
707 E. Main St., 20th Floor, Richmond, VA 23218
Phone: 804-643-2400 | Fax: 804-648-3404
www.anderson-strudwick.com
Applebee Group, Inc
551 Fifth Ave., Suite 1625, New York, NY 10176
Phone: 212-682-6255 | Fax: 212-682-6430
AreteCapital Group
2 Wall St., Manchester, NH 03101
Phone: 603-625-0234 | Fax: 603-625-0236
www.aretecapitalgroup.com
The Argentum Group
60 Madison Ave., Suite 701, New York, NY 10010
Phone: 212-949-6262 | Fax: 212-949-8294
www.argentumgroup.com
The Armand Group Incorporated
980 N. Michigan Ave., Suite 1120, Chicago, IL 60611
Phone: 312-475-1316 | Fax: 312-475-1319
Arnold S. Cohen Financial Consultants
110 E. 57th St., Suite 6-C, New York, NY 10022
Phone: 212-753-1490 | Fax: 212-753-2983
Arsht & Company Inc.
45 Rockerfeller Plaza, Suite 2520, New York, NY 10020
Phone: 212-397-1600 | Fax: 212-397-1782
Arthur P. Gould & Co.
One Wilshire Drive, Lake Success, NY 11020
Phone: 516-773-3000 | Fax: 516-773-1756
www.gouldco.com
Askar Corp.
2 Applebee Square, Suite 350, Bloomington, MN 55425
Phone: 612-854-9463 | Fax: 612-854-6813
Aston Associates LLC
35 Mason St., 4th Floor, Greenwich, CT 06830
Phone: 203-861-0850 | Fax: 203-861-0840
Atalanta/Sosnoff Management Capital
101 Park Ave., 6th Floor, New York, NY 10178
Phone: 212-867-5000 | Fax: 212-922-1820
www.atalantasosnoff.com
Atlantic Capital Corp.
87 Cambridge St., Burlington, MA 01803-4115
Phone: 781-272-0088 | Fax: 781-272-4744
www.atlanticap.com
Avalon Group Ltd.
1375 Broadway, New York, NY 10018
Phone: 212-764-5610 | Fax: 212-764-6013
www.avalongroupltd.com
B.C. Ziegler & Company
215 N. Main St., West Bend, WI 53095
Phone: 262-334-2882 | Fax: 262-334-1790
www.ziegler.com
Babcock & Brown Inc.
2 Harrison St., 6th Floor, San Francisco, CA 94105
Phone: 415-512-1515 | Fax: 415-267-1500
www.babcockbrown.com
Bachow & Associates, Inc.
3 Bala Plaza E., 5th Floor, Suite 502, Bala Cynwyd, PA 19004
Phone: 610-660-4900 | Fax: 610-660-4930
www.bachow.com
Balis, Lewittes & Coleman Inc.
575 Lexington Ave., New York, NY 10022
Phone: 212-350-4400 | Fax: 212-350-1430
Banc of America Securities LLC
231 S. LaSalle St., 7th Floor, Chicago, IL 60697
Phone: 312-828-4365 | Fax: 312-987-3789
www.bofasecurities.com
Bangert, Dawes, Reade,
Davis & Thom Inc.
605 Third Ave., 15th Floor, New York, NY 10158
Phone: 212-573-6716 | Fax: 212-573-6719
Bank America Corporate Banking
Bank of America Plaza, 9 W. 57th St., 26th Floor,
New York, NY 10017
Phone: 212-847-6705
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Bank Of America Global Corporate
And Investment Banking
555 California St., 40th Floor, San Francisco, CA 94104
Phone: 415-622-5007 | Fax: 415-622-8271
www.bankofamerica.com
Barney C. Guttman & Associates
1022 Frick Building, Pittsburgh, PA 15219
Phone: 412-281-1666 | Fax: 412-281-8850
www.guttman.pfyf.com
Barrington Associates
11755 Wilshire Blvd., Suite 2200, Los Angeles, CA 90025
Phone: 310-479-3500 | Fax: 310-477-4955
www.baib.com
Barrington Research Associates Inc.
161 N. Clark St., Suite 2950, Chicago, IL 60601
Phone: 312-634-6000 | Fax: 312-634-6350
www.brai.com
Barwell Securities Corp.
3209 Ingersoll Ave., Des Moines, IA 50312
Phone: 515-255-6210
BB&T Capital Markets
P.O. Box 1575, Richmond, VA 23218
Phone: 804-780-3230 | Fax: 804-649-2615
www.bbandt.com/capitalmarkets
Beacon Hill Financial Corp.
19 Elm St., Cohasset, MA 02025
Phone: 781-383-2300 | Fax: 781-383-2330
www.beaconhillfinancial.com
Beaconsfield Financial Services Inc.
101 W. Mall Plaza, Suite 204, Carnegie, PA 15106
Phone: 412-276-5600 | Fax: 412-276-5070
Bear Stearns Merchant Banking
383 Madison Ave., New York, NY 10179
Phone: 212-272-2000 | Fax: 212-881-9510
www.bearstearns.com
Bechtel Financing Services Inc.
50 California St., Suite 2200, P.O. Box 193965
San Francisco, CA 94119
Phone: 415-768-6745 | Fax: 415-951-0848
Beecken Petty O'Keefe & Company
200 W. Madison St., Suite 1910, Chicago, IL 60606
Phone: 630-435-0300 | Fax: 630-435-0371
www.beeckenpetty.com
Belmont Corporate Finance
5118-D Lake Catalina Drive, Boca Raton, FL 33496
Phone: 516-999-9430 | Fax: 516-999-9429
The Benefit Capital Companies, Inc.
P.O. Box 542, 3235 N. Pioneer Road, Logandale, NV 89021
Phone: 702-398-3222 | Fax: 702-398-3700
rsandifer@benefitcapital.com | benefitcapital.com
Bengur Bryan & Co. Inc.
16 W. Madison St., Baltimore, MD 21201
Phone: 443-573-3030 | Fax: 443-573-3040
www.bengurbryan.com
Bentley Associates L.P.
101 Park Ave., 22nd Floor, New York, NY 10178
Phone: 212-972-8700 | Fax: 212-972-1820
www.bentleylp.com
Beringea
32330 W. 12 Mile Road, Farmington Hills, MI 48334
Phone: 248-489-9000 | Fax: 248-489-8819
www.beringea.com
Berkeley International Capital Corp.
650 California St., 28th Floor, San Francisco, CA 94108
Phone: 415-249-0450 | Fax: 415-392-3929
www.berkeleyvc.com
Berkery, Noyes & Co.
50 Broad St., 12th Floor, New York, NY 10004
Phone: 212-668-3022 | Fax: 212-747-9092
www.berkerynoyes.com
Bernard L. Madoff Investment Securities
885 Third Ave., 18th Floor, New York, NY 10022
Phone: 212-230-2424 | Fax: 212-486-8178
www.madoff.com
BIA Capital Strategies, LLC
15120 Enterprise Court, Suite 100, Chantilly, VA 20151
Phone: 703-818-8115 | Fax: 703-803-3299
cwiebe@bia.com
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The Bigelow Company LLC
One Harbour Place, Suite 575, Portsmouth, NH 03801
Phone: 603-433-5888 | Fax: 603-433-4155
Blackman Kallick Bartelstein LLP
10 S. Riverside Plaza, Chicago, IL 60606
Phone: 312-980-2934 | Fax: 312-756-3934
pmcnally@bkadvice.com | www.bkadvice.com
Blackstone Group
345 Park Ave., New York, NY 10154
Phone: 212-583-5000 | Fax: 212-583-5712
www.blackstone.com
Blount Parrish Inc.
10 Court Square, Montgomery, AL 36104
Phone: 334-264-8410 | Fax: 334-264-7608
www.blountparrish.com
Blum & Co., Inc.
11800 Sunrise Valley Drive, Suite 322, Reston, VA 20191-5300
Phone: 703-860-3736 | Fax: 703-715-8487
eblum@blumandco.com | www.blumandco.com
BLUM Capital Partners
909 Montgomery St., Suite 400, San Francisco, CA 94133
Phone: 415-434-1111 | Fax: 415-434-1111
www.blumcapital.com
BMO Nesbitt Burns Equity Partners
111 W. Monroe, 20th Floor, Chicago, IL 60603
Phone: 312-461-3855 | Fax: 312-765-8000
www.bmonesbittburns.com
Bodell Overcash Anderson &
Company Inc.
One Fenton Building, P.O. Box 1237, Jamestown, NY 14701
Phone: 716-484-7141 | Fax: 716-661-3357
Bond Timing Securities Corporation
420 Bedford St., Suite 340, Lexington, MA 02420
Phone: 781-863-2545 | Fax: 781-860-9050
www.btsmanagement.com
Botts & Company Ltd.
Lintas House, 15-19 New Fetter Lane,
London, EC4A IBA United Kingdom
Phone: 44 207 427 6300 | Fax: 44 207 427 6301
www.bottscompany.com
Brandywine Asset Management Inc.
381 Brinton Lake Road, Thornton, PA 19373
Phone: 610-361-1000 | Fax: 610-361-1001
www.brandywine.com
Bristol Capital Management Inc.
135 E. 57th St., 15th Floor, New York, NY 10022
Phone: 212-593-3157 | Fax: 212-593-3155
www.bristoldirect.com
Broadmark Capital LLC
2800 One Union Square, 600 University St., Seattle, WA 98101
Phone: 206-623-1200 | Fax: 206-623-2213
broadmark@broadmark.com | www.broadmark.com
Broadview
520 Madison Ave., 10th Floor, New York, NY 10017
Phone: 212-284 8100 | Fax: 212-284 8101
www.broadview.com
Brookridge Funding Corporation
26 Mill Plain Road, Suite 3A, Danbury, CT 06811
Phone: 203-790-7301 | Fax: 203-790-7326
www.brookridgefunding.com
Brooks, Houghton & Co., Inc.
444 Madison Ave., 25th Floor, New York, NY 10022
Phone: 212-753-1991 | Fax: 212-753-7730
www.brookshoughton.com
Brookwood Associates Inc.
5 Peidmont Center, Suite 205, Atlanta, GA 30305
Phone: 404-874-7433 | Fax: 404-564-5101
www.brookwoodassociates.com
Brown Brothers Harriman & Company
140 Broadway, New York, NY 10005
Phone: 212-493-8426 | Fax: 212-493-7293
www.bbh.com
Brown, Gibbons, Lang & Co. LP
1111 Superior Ave., Suite 900, Cleveland, OH 44114
Phone: 216-241-2800 | Fax: 216-241-7417
www.bglco.com
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Bruml Capital Corporation
1801 E. Ninth St., Ohio Savings Plaza, Suite 720,
Cleveland, OH 44114-3103
Phone: 216-771-6660 | Fax: 216-771-6673
www.brumlcapital.com
Buis & Co.
301 Commerce St., Suite 1450, Fort Worth, TX 76102
Phone: 817-877-3147 | Fax: 817-877-1709
Burrill & Company
One Embarcadero Center, Suite 2700,
San Francisco, CA 94111-3776
Phone: 415-591-5400 | Fax: 415-591-5401
burrill@b-c.com | www.burrillandco.com
Bushkin Associates Inc.
P.O. Box 111, White Plains, NY 10602
Phone: 914-761-3024 | Fax: 914-761-3119
www.bushkin.com
C.E. Unterberg, Towbin
350 Madison Ave., New York, NY 10022
Phone: 212-572-8000 | Fax: 212-888-8611
www.unterberg.com
C.G. Lopp & Company Inc.
P.O. Box 7514, FDR Station, New York, NY 10022
Phone: 212-752-9300 | Fax: 212-752-9300
C.L. King & Asoociates Inc.
9 Elk St., Albany, NY 12207
Phone: 518-431-3500 | Fax: 518-431-3550
www.clking.com
Calgary Enterprises Inc.
4 Park Ave., Suite 12G, New York, NY 10016
Phone: 212-683-0119 | Fax: 212-683-3119
www.calgaryenterprises.com
Calvert Street Capital Partners
111 S. Calvert St., Suite 1800, Baltimore, MD 21202
Phone: 443-573-3700 | Fax: 443-573-3702
www.cscp.com
Canadian Corporate Funding
Suite 2140, Canadian Pacific Tower, P.O. Box 86,
Toronto-Dominion Centre, Toronto, Ontario, M5K 1G8 Canada
Phone: 416-977-1450 | Fax: 416-977-4001
www.ccfl.com
Capital Alliance Corporation
2777 N. Stemmons Freeway, Suite 1220, Dallas, TX 75207
Phone: 214-638-8280 | Fax: 214-638-8009
www.cadallas.com
Capital Dynamics
Metallstrasse 9B, Zug, 06304 Switzerland
Phone: +41 41 7488444 | Fax: +41 41 7488440
info@capdyn.com | www.capdyn.com
Capital Formation Group Of Rochester LP
387 E. Main St., Suite 200, Rochester, NY 14604
Phone: 716-325-5760 | Fax: 716-325-5813
www.capitalform.com
Capital Network Securities LLC
2700 Via Fortuna, Suite 450, Austin, TX 78746
Phone: 512-314-0711
www.cngroupllc.com
The Capital Strategy Management Co.
233 S. Wacker Drive, Chicago, 60606
Phone: 312-444-1170
Cappello Capital Corp.
1299 Ocean Ave., Suite 306, Santa Monica, CA 98101
Phone: 310-393-6632 | Fax: 310-393-4838
www.cappellogroup.com
Capstan Partners
1201 Third Ave., Suite 2790, Seattle, WA 98101
Phone: 206-626-0800 | Fax: 206-623-1419
Carolina Barnes Capital Inc.
37 Purchase St., Suite 203, Rye, NY 10580
Phone: 914-925-0001 | Fax: 914-925-9811
www.carolinabarnes.com
Carolina Financial Securities LLC
9 Park Place, Suite 201, Brevard, NC 28712
Phone: 828-883-4400 | Fax: 828-883-4402
www.carofin.com
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Carver Cross Securities Corp.
10 Rockefeller Plaza, Suite 1405, New York, NY 10020
Phone: 212-292-7800 | Fax: 212-292-7805
bcj@carvercross.com | www.carvercross.com
Cazenove Incorporated
1177 Avenue of the Americas, 30th Floor, New York, NY 10036
Phone: 212-376-0950 | Fax: 212-376-5387
CBIZ Mergers & Acquisitions Group, Inc.
780 Johnson Ferry Road, 6th Floor, Atlanta, GA 30342
Phone: 404-257-2299 | Fax: 404-497-9156
www.cbiz.com/magroup
Chaffe & Associates Inc.
201 St. Charles Ave., Suite 1410, New Orleans, LA 70170
Phone: 504-524-1801 | Fax: 504-524-7194
www.chaffe-associates.com
Chapman Spira & Carson, LLC
110 Wall St., 15th Floor, New York, NY 10005
Phone: 212-425-6100 | Fax: 212-425-6229
www.chapmanspira.com
Chatsworth Securities LLC
95 E. Putnam Ave., Greenwich, CT 06830
Phone: 203-629-2612 | Fax: 203-629-2375
chatsworth@mindspring.com | www.chatsworthgroup.com
Cherry Tree Investments, Inc.
301 Carlson Parkway, Suite 103, Minnetonka, MN 55305
Phone: 952-893-9012 | Fax: 952-893-9036
info@cherrytree.com | www.cherrytree.com
Cheslock, Bakker & Associates, Inc.
Financial Centre
695 E. Main St., Suite 103, Stamford, CT 06901
Phone: 203-969-0525 | Fax: 203-969-0525
www.cba.com
Chestnut Partners Inc.
One Financial Center, 28th Floor, Boston, MA 02111
Phone: 617-832-8600 | Fax: 617-832-8610
chestnut@chestnutp.com
CIBC World Markets
161 Bay St., BCE Place, P.O. Box 500,
Toronto, Ontario, M5J 2S8 Canada
Phone: 416-594-7000
www.cibcwm.com
City Securities Corp.
30 S. Meridian St., Suite 600, Indianapolis, IN 46204
Phone: 317-634-4400 | Fax: 317-955-2518
bwelch@citysecurities.com | www.citysecurities.com
Cleary & Oxford Associates
603 King St., Suite 200, Alexandria, VA 22314
Phone: 703 684 5868 | Fax: 703 977 3215
dcleary@clearyoxford.com | www.clearyoxford.com
Cleary Gull Inc.
100 E. Wisconsin Ave., Suite 2400/2500, Milwaukee, WI 53202
Phone: 414-291-4500 | Fax: 414-270-2209
www.clearygull.com
Colmen Capital Advisors Inc.
487 Devon Park Drive, Suite 216, Wayne, PA 19087
Phone: 610-964-9020 | Fax: 610-964-9024
www.colemancapital.com
Colmen Menard Co. Inc.
994 Old Eagle School Road, Suite 1000, Wayne, PA 19087
Phone: 484-367-0300 | Fax: 484-367-0305
www.colmenmenard.com
Comann & Montague
1110 Mar West St., Tiburon, CA 94920
Phone: 415-391-2400 | Fax: 415-789-0283
www.investmentbank.com
Communications Equity Associates Inc.
101 E. Kennedy Blvd., Suite 3300, Tampa, FL 33602
Phone: 813-226-8844 | Fax: 813-255-1513
www.ceaworldwide.com
Comstock Partners LLC
1875 Century Park E., Suite 300, Los Angeles, CA 90067
Phone: 310-278-6444 | Fax: 310-861-5010
www.comstockpartners.com
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Conning & Company
City Place II, 185 Asylum St., Hartford, CT 06103
Phone: 860-527-1131 | Fax: 860-520-1229
www.conning.com
Context Capital Group
51 E. 42nd St., 7th Floor, New York, NY 10017
Phone: 212-867-1414 | Fax: 212-202-6442
www.contextcapital.com
Cornerstone Ventures, L.P.
6363 Woodway St., Suite 970, Houston, TX 77057
Phone: 713-952-0186 | Fax: 713-952-9861
Corporate Finance Associates
1801 Broadway, Suite 1204, Denver, CO 80202
Phone: 303-296-6300 | Fax: 303-294-9411
www.cfaw.com
Corum Group Ltd.
10500 N.E. 8th St., Suite 1500, Bellevue, WA 10500
Phone: 425-455-8281 | Fax: 425-451-8951
www.corumgroup.com
Cove Associates Ltd.
19 1/2 Pine Hills Ave., Norwalk, CT 06855
Phone: 203-866-5251 | Fax: 203-866-4099
Coview Capital Inc.
780 Third Ave., 31st Floor, New York, NY 10017
Phone: 212-750-0011 | Fax: 212-750-7234
www.coviewcap.com
Credit Suisse First Boston
11 Madison Ave., New York, NY 10010
Phone: 212-325-2000 | Fax: 212-325-8279
www.csfb.com
Crestview Investment
and Financial Group
431 Post Road E., Suite 1, Westport, CT 06880
Phone: 203-222-0333 | Fax: 203-222-0000
Croft & Bender
4200 Northside Parkway, N.W., Building 1, Suite 100,
Atlanta, GA 30327
Phone: 404-841-3131 | Fax: 404-841-3135
www.croft-bender.com
Cronus Partners Inc.
50 1/2 E. 64th St., New York, NY 10021
Phone: 212-753-6000
Crosbie & Company Inc.
One First Canadian Place, 9th Floor, P.O. Box 116,
Toronto, Ontario, M5X 1A4 Canada
Phone: 416-362-7726 | Fax: 416-362-3447
www.crosbieco.com
Crown Capital Corp.
540 Maryville Centre Drive, Suite 120, St. Louis, MO 63141
Phone: 314-576-1201 | Fax: 314-576-1525
rbreece@crown-cap.com | crown-cap.com
Culverwell & Co. Inc.
33 Broad St., 6th Floor, Boston, MA 02109
Phone: 617-227-8700 | Fax: 617-227-5505
D.F. Blumberg Associates Inc.
1300 Virginia Drive, Suite 110, Fort Washington, PA 19034
Phone: 215-643-9060 | Fax: 215-643-9066
www.dfba.com
Daniels & Associates
711 Fifth Ave., Suite 405, New York, NY 10022
Phone: 212-935-5900 | Fax: 212-863-4859
www.bdanielsonline.com
David Lerner Associates, Inc.
477 Jericho Turnpike, Syosset, NY 11791
Phone: 516-921-4200 | Fax: 516-364-1673
www.davidlerner.com
David N. Deutsch & Co. LLC
150 E. 58th St., New York, NY 10155
Phone: 212-980-7800 | Fax: 212-980-2987
www.dndco.com
De Vries, Snedeker & Duncan LLC
10955 Lowell Ave., Suite 1050, Overland Park, KS 66210
Phone: 913-906-0055 | Fax: 913-906-0056
rduncan@dsdibk.com
Decosimo Corporate Finance
1100 Tallan Building, 2 Union Square, Chattanooga, TN 37402
Phone: 423-756-7100
www.decosimo.com
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DeSilva & Phillips LLC
415 Park Ave. S., New York, NY 10016
Phone: 212-686-9700 | Fax: 212-686-2172
www.mediabankers.com
Deutsche Bank
130 Liberty St., New York, NY 10006
Phone: 212-250-5426 | Fax: 212-250-8693
www.db.com
Deutsche Bank Alex. Brown
Mergers & Acquisitions
60 Wall St., New York, NY 10005
Phone: 212-250-0999 | Fax: 212-797-0086
www.db.com
Dick Israel & Partners
8929 Wilshire Blvd., Beverly Hills, CA 90211
Phone: 310-208-1234 | Fax: 310-657-4486
rilnay@aol.com
Dinan & Company LLC
3550 N. Central Ave., Suite 700, Phoenix, AZ 85012
Phone: 602-248-8700 | Fax: 602-248-9100
info@dinancompany.com | www.dealassist.com
DN Partners LLC
77 W. Wacker Drive, Suite 4550, Chicago, IL 60601
Phone: 312-332-7960 | Fax: 312-332-7979
www.dnpartners.com
Dominion Partners, L.C.
4801 Cox Road, Suite 104, Glen Allen, VA 23060
Phone: 804-418-6269 | Fax: 804-217-8199
cmoncure@dominionpartners.com | www.dominionpartners.com
Dominion Securities, Inc.
211 First Ave. S.E., Cedar Rapids, IA 52401
Phone: 319-368-8008 | Fax: 319-368-8011
Dougherty & Company
90 S. Seventh St., Suite 4400, Minneapolis, MN 55402
Phone: 612-376-6400 | Fax: 612-376-7055
www.doughertymarkets.com
Downer & Company LLC
211 Congress St., Boston, MA 02110
Phone: 617-482-6200 | Fax: 617-482-6201
Dresdner Kleinwort Wasserstein
75 Wall St., New York, NY 10005
Phone: 212-429-2100 | Fax: 212-429-2127
Dresner Investment Services, Inc.
29 S. LaSalle St., Suite 310, Chicago, IL 60603
Phone: 312-726-3600 | Fax: 312-726-7448
Driehaus Securities Corporation
25 E. Erie St., Chicago, IL 60611
Phone: 312-587-3800 | Fax: 312-932-3585
www.driehaus.com
Duff & Phelps LLC
311 S. Wacker Drive, Suite 4200, Chicago, IL 60606
Phone: 312-697-4600 | Fax: 312-697-0115
www.duffllc.com
E.A. Moos & Co. LP
47 Summit Ave., Summit, NJ 07901
Phone: 908-273-6010 | Fax: 908-273-6282
ECDI Group Inc.
302 N. Market St., Suite 400, Dallas, TX 75202
Phone: 214-880-8640 | Fax: 214-880-8646
www.ecdigroup.com
Edward Jones
12555 Manchester Road, Saint Louis, MO 63131
Phone: 314-515-2000 | Fax: 314-515-2820
www.edwardjones.com
EGL Holdings
3495 Piedmont Road, Ten Piedmont Center, Suite 412,
Atlanta, GA 30305
Phone: 404-949-8300 | Fax: 404-949-8311
www.eglholdings.com
Einhorn Associates Inc.
2675 N. Mayfair Road, Suite 410, Milwaukee, WI 53226
Phone: 414-453-4488 | Fax: 414-453-4831
Emergent Capital, transactions by
vFinance Investments, Inc.
880 Third Ave., New York, NY 10022
Phone: 212-508-4745
lkunstadt@vfinance.com | vfinance.com
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Empire Equity Group
2214 Route 37 E., Toms River, NJ 08753
Phone: 732-929-3900 | Fax: 732-929-3915
Ensign Capital Corp.
1301 Avenue of the Americas, 13th Floor, New York, NY 10019
Phone: 212-261-7678 | Fax: 212-261-3251
Equity Capital Ltd.
60 Masna Place, Stratford, CT 06614
Phone: 203-375-6664
Equity Dynamics Inc.
2116 Financial Center, Des Moines, IA 50309
Phone: 515-244-5746 | Fax: 515-244-2346
The Esmarox Group, LLC
7 Stacys Way, Acton, MA 01720
Phone: 978-266-9591 | Fax: 413-832-2705
esmarox@usa.net
Eurorient Capital
16133 Ventura Blvd., Suite 855, Encino, CA 91436
Phone: 818-990-5080 x102 | Fax: 818-990-5566
pauley@eurorient.com | eurorient.com
Evarts Capital Inc.
23220 Chagrin Blvd., Suite 305, Cleveland, OH 44122
Phone: 216-831-1448 | Fax: 216-831-9781
www.evartscapital.com
Explorer Inc.
611 Commerce St., Suite 2602, Nashville, TN 37203
Phone: 615-244-0148 | Fax: 615-242-1407
Exvere Inc.
1301 Fifth Ave., Suite 3405, Seattle, WA 98101
Phone: 206-728-1800 | Fax: 206-728-7611
www.exvere.com
Federal Street Capital, Inc.
301 Edgewater Place, Suite 425, Wakefield, MA 01880
Phone: 781-295-4000 x204 | Fax: 781-295-4007
info@federalstreetcapital.com | www.federalstreetcapital.com
Ferris, Baker Watts Inc.
100 Light St., Baltimore, MD 21202
Phone: 800-436-2000 | Fax: 410-468-2746
www.fbw.com
FHL Capital Corp.
600 20th St. N., Suite 350, Birmingham, AL 35203
Phone: 205-328-3098 | Fax: 205-323-0001
info@fhlcapital.com | www.fhlcapital.com
Financial America Securities Inc.
925 Euclid Ave., Suite 1525, Cleveland, OH 44115
Phone: 216-781-5060 | Fax: 216-781-5379
Financial Resources Corp.
P.O. Box 2316, Oklahoma City, OK 72102
Phone: 405-235-5372 | Fax: 405-235-9372
First Albany Corporation
30 S. Pearl St., P.O. Box 52, Albany, NY 12201
Phone: 518-447-8500
www.fac.com
First Analysis
233 S. Wacker Drive, Suite 9500, Chicago, IL 60606
Phone: 312-258-1400
www.firstanalysis.com
First Capital Corp.
3520 N.W. 56th St., Oklahoma City, OK 73112
Phone: 405-917-9600 | Fax: 405-917-9660
www.firstcapital.com
First Funding Corporation
P.O. Box 10313, Stamford, CT 06904
Phone: 203-324-2626 | Fax: 203-965-0605
First New England Advisors Inc.
P.O. Box 79226, Belmont, MA 02479
Phone: 617-924-2300 | Fax: 617-924-7707
FiServ Securities Inc.
255 Fiserv Drive, P.O. Box 979, Brookfield, WI 53008
Phone: 262-879-5000 | Fax: 262-879-5013
www.fiserv.com
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Focus Capital Group
One Hashikma St., P.O. Box 72, Savyon, 56530 Israel
Phone: 972-3-535-6667 | Fax: 972-3-535-0708
www.focuscap.com
Fogel International
7400 E. McDonald Drive, Building 3, Suite 121,
Scottsdale, AZ 85250
Phone: 602-220-0949 | Fax: 602-231-9611
www.fogelinternational.com
Forest Street Capital
125 Elm St., New Canaan, CT 06840
Phone: 203-972-3100 | Fax: 203-966-4197
www.foreststreet.com
Fortis Private Equity
P.O. Box 64284, St. Paul, MN 55164
Phone: 651-738-4000 | Fax: 651-738-5579
www.fortisprivateequity.com
Frederick & Company, Inc.
1234 E. Juneau Ave., Milwaukee, WI 53202
Phone: 414-271-1500 | Fax: 414-271-1506
www.biomedicalrenaissance.com
Friedman Billings Ramsey & Co.
1001 19th St. N., Arlington, VA 22209
Phone: 703-312-9500 | Fax: 703-312-9501
www.fbr.com
Friedman, Eisenstein, Raemer
& Schwartz LLP
401 N. Michigan Ave., Suite 2600, Chicago, IL 60611
Phone: 312-644-6000 | Fax: 312-644-4423
Fulcrum Securities LLC
2425 Green St., San Francisco, CA 94123
Phone: 415-440-6744 | Fax: 415-440-6788
G.A. Herrera & Co. LLC
1502 Augusta Suite 260, Houston, TX 77057
Phone: 713-978-6590 | Fax: 713-978-6599
www.herrera-co.com
Gean Overseas Inc. Corporate
Finance Division
4434 Covington Highway, Decatur, GA 30035
Phone: 404-284-1828 | Fax: 404-284-3156
www.geanoverseas.com
The Geneva Companies
P.O. Box 19599, Irvine, CA 92623
Phone: 800-854-4643 | Fax: 949-756-1779
www.genevaco.com
George K. Baum & Co.
120 W. 12th St., Suite 800, Kansas City, MO 64105
Phone: 816-474-1100 | Fax: 816-283-5325
www.gkbaum.com
Gerard Klauer Mattison & Co. Inc.
529 5th Ave., New York, NY 10017
Phone: 212-885-4000 | Fax: 212-885-4139
Gerken Capital Associates
110 Tiburon Blvd., Suite 5, Mill Valley, CA 94941
Phone: 415-383-1464 | Fax: 415-383-1253
www.gerkencapital.com
Gilford Securities Incorporated
850 Third Ave., New York, NY 10022
Phone: 212-888-6400 | Fax: 212-826-9738
www.gilfordsecurities.com
Glenthorne Capital Inc.
1525 Locust St., Suite 1301, Philadelphia, PA 19102
Phone: 215-732-7315 | Fax: 215-732-5053
www.glenthornecapital.com
GlobeNet Capital Corporation
220 E. Central Parkway, Suite 4010, Altamonte Springs, FL 32701
Phone: 407-599-9900 | Fax: 407-599-9902
Globus Growth Group Inc.
44 W. 24th St., New York, NY 10010
Phone: 212-243-1000 | Fax: 212-645-0332
Goldman Sachs & Co.
85 Broad St., 29th Floor, New York, NY 10004
Phone: 212-902-1000 | Fax: 212-902-3925
www.gs.com
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Goldsmith Agio Helms
225 S. Sixth St., 46th Floor, Minneapolis, MN 55402
Phone: 612-339-0500 | Fax: 612-339-0507
www.agio.com
Gradison & Co. Div. Of McDonald & Co.
Securities Inc.
580 Walnut St., Cincinnati, OH 45202
Phone: 513-579-5945 | Fax: 515-579-5947
www.medinvest.com
GrandWest & Associates
2423 Pine Bend Drive, Suite 200, Houston, TX 77339
Phone: 281-358-4880
www.grand-west.com
Grayson & Associates Inc.
1200 17th St., Suite 1600, Denver, CO 80202
Phone: 303-628-3490 | Fax: 303-628-3440
Green Park International Inc.
11 Borglum Road, Manhasset, NY 11030
Phone: 516-767-9604 | Fax: 516-883-9558
Greenough & Company Inc.
12 Leroy St., New York, NY 10014
Phone: 212-727-0021 | Fax: 212-924-2776
Greyfield Capital Corporation
P.O. Box 361, Weston, MA 02493
Phone: 781-790-1776 | Fax: 508-757-3667
Growth Partners, Inc.
22187 Carissa, Woodland Hills, CA 91367
Phone: 818-713-8000 | Fax: 818-713-0170
thegrowthgroupjk@aol.com
Gruppo Levey & Co.
60 E. 42nd St., Suite 3810, New York, NY 10165
Phone: 212-697-5753 | Fax: 212-949-7294
www.glconline.com
Gulfstar Group Inc.
700 Louisiana St., Suite 3800, Houston, TX 77002
Phone: 713-300-2020 | Fax: 713-300-2021
www.gulfstargroup.com
H.C. Wainwright & Co. Inc.
245 Park Ave., 44th Floor, New York, NY 10167
Phone: 212-856-5730 | Fax: 212-856-5750
www.hcwainwright.com
Haas Financial Corp.
230 Park Ave., Suite 1547, New York, NY 10169
Phone: 212-490-1510 | Fax: 212-983-0493
HAI Financial
6345 Balboa Blvd., Suite 350, Encino, CA 91316
Phone: 818-705-7600 | Fax: 818-705-7454
Hakman & Co. Inc.
One Bay Plaza, 1350 Bayshore Highway, Suite 300,
Burlingame, CA 94101
Phone: 650-348-1700 | Fax: 650-348-6872
www.hakman.com
Hamilton Miller Investments, LLC
5350 S. Roslyn St., Suite 350, Greenwood Village, CO 80111
Phone: 303-768-8896 x16 | Fax: 303-768-9020
peter@hamiltonmiller.com | www.hamiltonmiller.com
Hammond, Kennedy, Whitney & Co.
230 Park Ave., Suite 1616, New York, NY 10169
Phone: 212-867-1010 | Fax: 212-867-1312
www.hkwinc.com
Hampshire Capital Corp.
P.O. Box 178, New Castle, NH 03854
Phone: 603-431-1415 | Fax: 603-431-7755
Hanifen, Imhoff Inc.
1125 17th St., Suite 1500, Denver, CO 80202
Phone: 303-296-2300 | Fax: 303-291-5318
www.hanifen.com
Hannon Armstrong
1997 Annapolis Exchange Parkway, Suite 520, Annapolis, MD 12401
Phone: 703-684-7776 | Fax: 703-684-8922
www.hanarmco.com
Harris Nesbitt Gerard
360 Madison Ave., New York, NY 10017
Phone: 212-885-4000 | Fax: 212-885-4139
www.harrisnesbitt.com
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Harris Williams & Co.
707 E. Main St., 19th Floor, Richmond, VA 23219
Phone: 804-648-0072 | Fax: 804-648-0073
www.harriswilliams.com
The Harvest Group Inc.
9 Sylvan Way, Suite 350, Parsippany, NJ 07054
Phone: 973-538-1922 | Fax: 973-538-1402
HCFP Brenner Securities LLC
888 Seventh Ave., 17th Floor, New York, NY 10106
Phone: 212-707-0300 | Fax: 212-707-0308
Health Business Partners
5784 Post Road, Suite 5, Warwick, RI 02818
Phone: 401-885-4670 | Fax: 401-885-4686
www.healthbusiness.com
Health Care Ventures LLC
44 Nassau St., Princeton, NJ 08542
Phone: 609-430-3900 | Fax: 609-430-9525
www.hcven.com
Healthcare Communications Group
880 Apollo St., Suite 374, El Segundo, CA 90245
Phone: 310-606-5700 | Fax: 310-606-5705
www.healthcarecommgroup.com
Healthcare Markets Group
42 Meachen Road, Sudbury, MA 01776
Phone: 978-440-7041 | Fax: 978-440-7043
www.healthcaremarkets.com
Heffernan & Company Inc.
745 Fifth Ave., 33rd Floor, New York, NY 10151
Phone: 212-371-6400 | Fax: 212-371-7639
Heinemann & Co. Inc.
100 Broadway, 7th Floor, New York, NY 10005
Phone: 212-366-7668 | Fax: 212-406-4035
www.heinemannco.com
Hibernia Southcoast Capital Inc.
909 Poydras St., Suite 1000, New Orleans, LA 70112
Phone: 504-528-9174 | Fax: 504-523-1925
www.hibernia.com
Hindin-Owen Engelke Inc.
639 S. Washington St., Naperville, IL 60540-6643
Phone: 630-717-8679
Hoak Breedlove Wesneski & Co.
13355 Noel Road, Suite 1650, Dallas, TX 75240
Phone: 972-960-4898 | Fax: 972-960-4866
Hooke Associates LLC
8000 Towers Crescent Drive, Suite 940, Vienna, VA 22182
Phone: 703-761-4591 | Fax: 703-847-0911
Houlihan Lokey Howard & Zukin
1930 Century Park W., Los Angeles, CA 90067
Phone: 310-553-8871 | Fax: 310-553-2173
www.hlhz.com
HT Capital Advisors LLC
437 Madison Ave., 39th Floor, New York, NY 10022
Phone: 212-759-9080 | Fax: 212-759-0299
www.htcapital.com
Hultquist Capital LLC
One Embarcadero Center, Suite 1200, San Francisco, CA 94111
Phone: 415-477-0155 | Fax: 415-477-0165
Hunter Wise Financial Group
2171 Campus Drive, Suite 200, Irvine, CA 92612
Phone: 949-852-1700 | Fax: 949-852-1722
www.hunterwise.com
Huntington National Bank Consumer
Services Group
41 S. High St., Columbus, OH 43215
Phone: 614-480-4056 | Fax: 614-480-5485
www.huntington.com
ING Financial Markets LLC
1325 Avenue of the Americas, New York, NY 10019
Phone: 646-424-6000
www.ingbarings.com
Insignia Financial Group
102 Woodmont Blvd., Suite 400, Nashville, TN 37205
Phone: 615-783-1000
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Inter-Pacific Capital Corporation
21250 Hawthorne Blvd., Suite 500, Torrance, CA 90503
Phone: 310-792-8698 | Fax: 310-540-9872
www.interpacific.com
Invemed Associates Inc.
375 Park Ave., New York, NY 10152
Phone: 212-421-2500 | Fax: 212-421-2523
InvestecErnst
4005 Lexington Ave., 2nd Floor, New York, NY 10174
Phone: 212-895-3500 | Fax: 212-895-3555
www.investec.com
Ironwood Capital Ltd.
200 Fisher Drive, Avon, CT 06001
Phone: 860-409-2100 | Fax: 860-409-2120
www.ironwoodcap.com
J.H. Chapman Group Ltd.
9700 Higgins Road, Suite 630, Rosemont, IL 60018
Phone: 773-693-4800 | Fax: 773-693-6255
www.jhchapman.com
J.J.B. Hilliard, W. L. Lyons, Inc.
501 S. Fourth St., Louisville, KY 40202
Phone: 502-588-8400 | Fax: 502-585-8925
www.hilliard.com
J.W. Korth & Company
32481 Middlebelt Road, Suite 400, Farmington Hills, MI 48334
Phone: 248-855-4500 | Fax: 248-855-6681
James A. Matzdorff & Co.
9903 Santa Monica Blvd., Beverly Hills, CA 90212
www.loanbusiness.net
Janney Montgomery Scott LLC
1801 Market St., Philadelphia, PA 19103
Phone: 215-665-6000 | Fax: 215-665-6197
www.janneys.com
Jeffries & Company Inc.
11100 Santa Monica Blvd., 10th Floor, Los Angeles, CA 90025
Phone: 310-445-1199 | Fax: 310-575-5165
www.jefco.com
JHP Enterprises, LLC
534 West Road, New Canaan, CT 06840
Phone: 203-652-0548 | Fax: 917-591-7580
contact@jhpenter.com | www.jhpenter.com
Johnsen Securities Inc.
1931 Black Rock Turnpike, Fairfield, CT 06432
Phone: 203-332-4106 | Fax: 203-332-1547
Johnson, Butler & Company
2600 Mission St., Suite 206, San Marino, CA 91108
Phone: 626-799-5200 | Fax: 626-799-5274
www.johnsonbutler.com
Jones Lang LaSalle Incorporated
200 E. Randolph Drive, Chicago, IL 60601
Phone: 312-782-5800 | Fax: 312-782-4339
www.joneslanglasalle.com
Jopling Inc.
3 Gateway Center 18 N., Pittsburgh, PA 15222
Phone: 412-765-3044 | Fax: 412-765-3497
www.joplinginc.com
Josephberg Grosz & Co.
633 Third Ave., 13th Floor, New York, NY 10017
Phone: 212-974-9926 | Fax: 212-397-5832
Josephthal & Co. Inc.
200 Park Ave., 25th Floor, New York, NY 10166
Phone: 212-907-4000 | Fax: 212-907-4080
www.josephthal.com
JPMorgan Chase & Co.
270 Park Ave., New York, NY 10017
Phone: 212-270-6000 | Fax: 212-508-7640
www.jpmorgan.com
Kaufman & Co.
45 Milk St., Boston, MA 02109
Phone: 617-426-0444 | Fax: 617-542-6506
www.kaufmanandco.com
Kazmer-Standish Consultants Inc.
8970 Wilson Mills Road, Chesterland, OH 44026
Phone: 440-729-2226 | Fax: 440-729-2227
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Kelso & Co.
320 Park Ave., 24th Floor, New York, NY 10022
Phone: 212-751-3939 | Fax: 212-223-2379
www.kelso.com
KTL Industries
1400 Civic Place #225, Southlake, Texas 76092-7639
Phone: 817-416-4991 | Fax: 817-416-4998
L.R. Nathan Associates
167 Dwight Road, Longmeadow, MA 01106
Phone: 413-567-1766 | Fax: 413-567-1697
Ladenburg, Thalmann & Co. Inc.
590 Madison Ave., 35th Floor, New York, NY 10022
Phone: 212-409-2000 | Fax: 212-409-2169
www.ladenburg.com
Laidlaw Global Corp.
100 Park Ave., 28th Floor, New York, NY 10017
Phone: 212-376-8800 | Fax: 212-376-3368
www.laidlawglobal.com
Lake Shore Capital Partners Inc.
311 S. Wacker Drive, Suite 4990, Chicago, IL 60606
Phone: 312-554-7573 | Fax: 312-441-8709
LeCorgne Loewenbaum & Co. LLC
(NASD) (SIPC)
1110 Poydras St., Suite 1750, New Orleans, LA 70163
Phone: 504-582-2121 | Fax: 504-539-7124
www.lecorgne.com
Legg Mason Wood Walker Inc.
100 Light St., Baltimore, MD 21202
Phone: 410-539-0000 | Fax: 410-454-4508
www.leggmason.com
Lehman Brothers Inc.
399 Park Ave., New York, NY 10022
Phone: 212-526-7000
www.lehman.com
Lepercq, De Neuflize &
Company, Incorporated
1675 Broadway, New York, NY 10019
Phone: 212-698-0762 | Fax: 212-262-0155
Lightyear Capital LLC
51 W. 52nd St., 23rd Floor, New York, NY 10019
Phone: 212-882-5600 | Fax: 212-882-5777
www.lycap.com
Lincoln Partners LLC
200 W. Madison St., Suite 2100, Chicago, IL 60606
Phone: 312-580-8339 | Fax: 312-580-8317
jlawson@lincolnpartners.com | www.lincolnpartners.com
LM Capital Corp.
1200 N. Federal Highway, Suite 312, Boca Raton, FL 33432
Phone: 561-981-8410 | Fax: 561-981-8418
www.lmcapitalsecurities.com
Loeb Partners Corp.
61 Broadway, New York, NY 10006
Phone: 212-483-7000 | Fax: 212-425-7090
Loehr & Associates
4309 Courtland Drive, Metairie, LA 70002
Phone: 504-455-5613 | Fax: 504-455-5613
M.H. Meyerson & Co. Inc.
525 Washington Blvd., 34th Floor, Jersey City, NJ 07310
Phone: 201-459-9500 | Fax: 201-459-9534
M.R. Beal & Company
67 Wall St., Suite 1701, New York, NY 10005
Phone: 212-983-3930 | Fax: 212-983-4539
www.mhmeyerson.com
Macadam Capital Partners
4800 S.W. Macadam Ave., Suite 311, Portland, OR 97201
Phone: 503-225-0889 | Fax: 503-225-0009
www.macadamcapital.com
Mahler & Emerson Inc.
570 Lexington Ave., 12th Floor, New York, NY 10022
Phone: 212-317-0888 | Fax: 212-702-6649
The March Group, LLLP
William D. Roebuck Park, Building 1, Suite 100,
Kingshill, 00850 U.S. Virgin Islands
Phone: 340-773-7300 | Fax: 340-773-7915
MMay@MarchGroup.com | www.MarchGroup.com
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Marek Thompson Advisors LLC
800 Wilshire Blvd., 12th Floor, Los Angeles, CA 90017
Phone: 213-593-1080 | Fax: 213-593-1081
Marquette Financial Group Inc.
600 Highway 169 S., Suite 100, Minneapolis, MN 55462
Phone: 952-541-8900 | Fax: 952-541-8904
MASI, Ltd.
1419 Lake Cook Road, Suite 220, Deerfield, IL 60015
Phone: 847-948-7300 | Fax: 847-948-7379
masi@masiltd.com | www.masiltd.com
Mayfair Capital Partners Inc.
P.O. Box 30, New York, NY 10021
Phone: 212-288-0500 | Fax: 212-737-0039
www.mayfaircapital.com
McCormick & Pryor Ltd.
26 Broadway, Suite 1640, New York, NY 10004
Phone: 212-968-9090 | Fax: 212-363-9433
McDonald Investments, Inc. Keybanc
Capital Markets
800 Superior Ave., Suite 2100, Cleveland, OH 44114
Phone: 216-443-2300 | Fax: 216-443-2993
www.mcdinvest.com
McFarland, Grossman & Co.
9821 Katy Freeway, Suite 500, Houston, TX 77024
Phone: 713-464-7770 | Fax: 713-464-1827
www.mcfarlandgrossman.com
McGuire Capital Corp.
45 N.E. Loop 410, Suite 625, San Antonio, TX 78209
Phone: 210-340-5045
The McLean Group LLC
1660 International Drive, Suite 450, Mclean, VA 22102
Phone: 703-827-0020 | Fax: 703-827-0175
www.mcleanllc.com
MelCap Partners, LLC
3995 Medina Road, Suite 230, Medina, OH 44256
Phone: 330-721-1990 | Fax: 330-721-1991
www.melcappartners.com
Memhard Investment Bankers Inc.
P.O. Box 617, Old Greenwich, CT 06870
Phone: 203-637-5494 | Fax: 203-637-9414
www.memhard.com
The Meridian Group
The Benedum-Trees Building, 223 Fourth Ave., Suite 1700,
Pittsburgh, PA 15222
Phone: 412-232-0113 | Fax: 412-232-0502
www.themeridiangrp.com
Merrill Lynch & Co.
4 World Financial Center, 250 Vesey St., New York, NY 10080
Phone: 212-449-3793 | Fax: 212-449-1000
www.merrilllynch.com
Mesirow Financial Inc.
350 N. Clark St., Chicago, IL 60610
Phone: 312-595-6000 | Fax: 312-595-6988
www.mesirowfinancial.com
Metzler Corporation
399 Park Ave., New York, NY 10022
Phone: 212-872-0200 | Fax: 212-753-3875
www.metzler.com
MidMark Investments Inc.
380 N. Old Woodward Ave., Suite 255, Birmingham, MI 48009
Phone: 248-594-4010 | Fax: 248-594-4013
www.midmarketcapital.com
Milestone Merchant Partners, LLC
750 17th St., N.W., Washington, DC 20006
Phone: 202-367-3000 | Fax: 202-367-3001
www.milestonecap.com
Mille Capital
590 Madison Ave., 21st Floor, New York, NY 10022
Phone: 212-758-0607 | Fax: 212-758-0608
www.millecap.com
Miller & Schroeder Financial Inc.
P.O. Box 789, Minneapolis, MN 55440
Phone: 612-376-1500
Miller Johnson Steichen Kinnard Inc.
920 Second Ave., S. Suite 200, Minneapolis, MN 55402
Phone: 612-455-5555
www.mjsk.com
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Montauk Financial Group
137 Broad St., Red Bank, NJ 07701
Phone: 732-747-2332 | Fax: 732-224-1468
www.montaukfinancial.com
Montgomery & Co.
100 Wilshire Blvd., Suite 400, Santa Monica, CA 90401
Phone: 310-260-6006 | Fax: 310-260 6095
www.monty.com
Morgan Joseph & Co., Inc
600 Fifth Ave., New York, NY 10022
Phone: 212-218-3708 | Fax: 212-218-3719
wcrooks@mlga.com | morganjoseph.com
Morgan Keegan & Co.
Morgan Keegan Tower, 50 N. Front St., Memphis, TN 38103
Phone: 901-524-4100 | Fax: 901-579-4355
www.morgankeegan.com
Morgan Stanley Capital Partners
1585 Broadway, New York, NY 38103
Phone: 212-524-4100 | Fax: 212-579-4355
www.morganstanley.com
MSI Capital Corporation
6500 Greenville Ave., Suite 350, Dallas, TX 75206
Phone: 214-265-1801 | Fax: 214-265-1804
Nagelvoort & Company Inc.
P.O. Box 463, Allendale, NJ 07401
Phone: 201-995-9044 | Fax: 201-995-9088
Nassau Group, Inc.
Greens Farm Office Park, 1175 Post Road E., Westport, CT 06880
Phone: 203-227-2454 | Fax: 203-227-4718
www.thenassaugroup.com
NatCity Investments Inc.
1900 E. Ninth St., Locator #3029, Cleveland, OH 44114
Phone: 888-462-8289 | Fax: 216-222-0158
www.natcity.com
Naztec International Group Inc.
6723 Whittier Ave., Suite 200, McLean, VA 22101
Phone: 703-356-3666 | Fax: 703-356-3667
Needham & Company Inc.
445 Park Ave., 3rd Floor, New York, NY 10022
Phone: 212-371-8300 | Fax: 212-371-8415
www.needhamco.com
Neidiger, Tucker, Bruner Inc.
1675 Larimer St., Suite 300, Denver, CO 80202
Phone: 303-825-1825
New England Business Exchange
60 Walnut St., Wellesley, MA 02481
Phone: 781-431-0909 | Fax: 781-431-7221
www.nebex.com
Newbury, Piret & Co.
One Boston Place, 28th Floor, Boston, MA 02108
Phone: 617-367-7300 | Fax: 617-367-7301
www.newburypiret.com
NewCap Partners Inc.
5777 W. Century Blvd., Suite 1135, Los Angeles, CA 90045
Phone: 310-645-7900 | Fax: 310-215-1025
www.newcap.com
Newfield Capital Inc.
555 Fifth Ave., 17th Floor, New York, NY 10017
Phone: 212-599-5000 | Fax: 212-986-5316
Newman & Associates Inc.
1801 California St., Suite 3700, Denver, CO 80202
Phone: 303-293-8500 | Fax: 303-296-6804
www.newmanfs.com
Nicholson Co. Ltd.
6615 N. Scottsdale Road, Scottsdale, AZ 85250
Phone: 480-922-1897 | Fax: 480-922-8385
Noble Financial Group
6501 Congress Ave., Suite 100, Boca Raton, FL 33487
Phone: 561-994-1191 | Fax: 561-994-4809
www.noblefinancialgroup.com
Nomura Securities International Inc.
2 World Financial Center, Building B, New York, NY 10281
Phone: 212-667-9433 | Fax: 212-667-1054
www.nomurany.com
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North American Capital Corp.
510 Broad Hollow Road, Melville, NY 11747
Phone: 631-752-9600 | Fax: 631-752-9618
www.northamericancapital.com
Noveltek Capital Group
521 Fifth Ave., Suite 1700, New York, NY 10175
Phone: 212-286-1963 | Fax: 212-661-7606
www.noveltek.com